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Scott Roy Barr

CELADON FINANCIAL GROUP
Mendham, NJ
·CRD# 1587537·40 years experience

Professional Summary

Scott Roy Barr, who also goes by Scott R Barr, Scott Barr, is a registered financial advisor currently at CELADON FINANCIAL GROUP LLC located in Mendham, New Jersey. Scott is registered as a RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott R Barr, Scott Barr

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

CELADON FINANCIAL GROUP LLC·CRD# 36538
BD
Mendham, NJ
October 10, 2016 - Present
MKM PARTNERS LLC·CRD# 114666
BD
Stamford, CT
May 15, 2013 - October 14, 2014
OPPENHEIMER & CO. INC.·CRD# 249
RIA
Stamford, CT
November 14, 2003 - December 31, 2011
OPPENHEIMER & CO. INC.·CRD# 249
BD
Stamford, CT
November 14, 2003 - December 31, 2011
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Greenwich, CT
September 6, 2001 - October 31, 2003
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
October 11, 1994 - October 31, 2003
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
November 21, 1986 - October 18, 1994

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Current Firm

CF
CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: 8-47288
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone Number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (35 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HERSCH, DARYL SCOTTCEO/MAJORITY MEMBER/GSP/ROSFP1255474
CAMBRIA HOLDINGS, INC.MINORITY MEMBER—
NAVAS, NELSON GABRIELCFO/FINOP/GSP5092353
PASTINE, ARMAND RALPHHEAD OF CAPITAL MARKETS/GSP2257531
WALDMAN, PAUL MITCHELLCCO/AMLCO/GSP/ROSFP1885767

Disclosures

Regulatory Event

9

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(10/31/2016)
RR
New York
(10/10/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam
FINRA
SRO Registrations
Nasdaq Stock Market
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Scott Roy Barr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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