Scott R. Barr

CELADON FINANCIAL GROUP LLC

Mendham, NJ

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CRD#: 1587537

Professional summary

Scott Roy Barr, who also goes by Scott R Barr, Scott Barr, is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Mendham, New Jersey.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1986. Scott has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Scott R Barr | Scott Barr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Roy Barr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2016 - Present

CELADON FINANCIAL GROUP LLC

CRD#: 36538

Mendham, NJ

Past

May 15, 2013 - October 14, 2014

MKM PARTNERS LLC

CRD#: 114666

STAMFORD, CT

Past

November 14, 2003 - December 31, 2011

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

STAMFORD, CT

Past

November 14, 2003 - December 31, 2011

OPPENHEIMER & CO. INC.

CRD#: 249

STAMFORD, CT

Past

September 6, 2001 - October 31, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

GREENWICH, CT

Past

October 11, 1994 - October 31, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

November 21, 1986 - October 18, 1994

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(10/31/2016)

New York
(10/10/2016)

Exams

State Security Law Exam

IAR

Series 65

Date: 5/14/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/2/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: , 8-47288

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HERSCH, DARYL SCOTT	CEO/MAJORITY MEMBER/GSP/ROSFP	1255474
CAMBRIA HOLDINGS, INC.	MINORITY MEMBER
COSTINE, MELISSA ANNE	OPERATIONS MANAGER/GSP	2646983
NAVAS, NELSON GABRIEL	CFO/FINOP/GSP	5092353
PASTINE, ARMAND RALPH	HEAD OF CAPITAL MARKETS/GSP	2257531
WALDMAN, PAUL MITCHELL	CCO/AMLCO/GSP/ROSFP	1885767

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott R. Barr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Scott Roy Barr's CRS (Customer Relationship Summary).

Certified licenses

Experience

MKM PARTNERS LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/14/1992

Series 63

Date: 12/2/1986

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

FINRA

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CELADON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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