Bonnie M. Roy
Professional summary
Bonnie Marie Roy, who also goes by Bonnie Marie Krason, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Boca Raton, Florida and CETERA WEALTH SERVICES, LLC located in Deerfield Beach, Florida.
Bonnie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1988. Bonnie has worked at 8 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Bonnie Marie Roy's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 225 Ne Mizner Blvd Ste 5550, Boca Raton, FL 33432April 17, 2019 - Present
CETERA WEALTH SERVICES, LLC
Office #2: 225 Ne Mizner Blvd Ste 550, Boca Raton, FL 33432December 7, 2020 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
October 12, 2020 - June 29, 2023
CETERA WEALTH SERVICES, LLC
August 10, 2016 - November 9, 2016
VSR FINANCIAL SERVICES, INC.
April 29, 2002 - December 3, 2019
SUMMIT BROKERAGE SERVICES, INC.
January 2, 2001 - December 31, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 26, 1999 - January 2, 2001
JWGENESIS SECURITIES, INC.
July 29, 1988 - July 28, 1999
JW GENESIS CLEARING CORP.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/17/2023)
(8/13/2019)
(1/6/2023)
(1/6/2023)
(9/3/2019)
(4/26/2023)
(1/9/2023)
(1/13/2023)
(1/9/2023)
(1/6/2023)
(1/5/2023)
(8/29/2019)
(3/1/2024)
(1/9/2023)
(1/20/2023)
(1/5/2023)
(1/5/2023)
(1/5/2023)
(1/9/2023)
(7/22/2024)
(1/11/2023)
(1/6/2023)
(6/29/2023)
(1/12/2023)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/10/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Boca Raton, FL 33432TRUST BUT VERIFY
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