Byron K. Crowe
Professional summary
Byron Keith Crowe is a registered financial professional currently at ARETE WEALTH MANAGEMENT, LLC located in Chicago, Illinois.
Byron is registered as a RR (Registered Representative) and started their career in finance in 1987. Byron has worked at 13 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Byron Keith Crowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 8, 2017 - Present
ARETE WEALTH MANAGEMENT, LLC
Office #1: 1115 W Fulton Market 3rd Floor, Chicago, IL 60607October 11, 2014 - May 5, 2017
PAULSON INVESTMENT COMPANY LLC
May 1, 2006 - November 20, 2012
ADVANCED EQUITIES, INC.
April 18, 1997 - April 28, 2006
LASALLE ST SECURITIES, L.L.C.
September 7, 1995 - March 25, 1997
MADISON SECURITIES, INC.
September 14, 1994 - August 29, 1995
LEXINGTON SECURITIES, INC.
May 7, 1993 - September 13, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 1, 1991 - May 19, 1993
CIBC WORLD MARKETS CORP.
May 15, 1989 - February 22, 1991
J.P. MORGAN SECURITIES LLC
November 15, 1988 - May 23, 1989
LEHMAN BROTHERS INC.
April 28, 1988 - November 22, 1988
THOMSON MCKINNON SECURITIES INC.
May 1, 1987 - April 14, 1988
BLINDER, ROBINSON & CO., INC.
April 29, 1987 - May 19, 1987
VMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/9/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/10/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
ARETE WEALTH MANAGEMENT, LLC
CRD#: 44856 / SEC#: , 8-50854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARETE WEALTH INC | DIRECT OWNER | |
| BULLA, CHRISTIAN ALEXANDER | MUNICIPAL SECURITIES PRINCIPAL | 7067640 |
| CHUNG, UNBO | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6208569 |
| HOCK, DAVID CARL | CHIEF FINANCIAL OFFICER / FINANCIAL & OPERATIONS PRINCIPAL (FINOP) | 2246268 |
| RAYNER, MICAH HARDING | REGISTERED OPTIONS PRINCIPAL | 6252596 |
| ROGERS, JOSHUA DEAN | CHIEF EXECUTIVE OFFICER | 3163818 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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