Andrew D. Hart

DELEGATE ADVISORS | Chief Executive Officer

CHAPEL HILL, NC 27517

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CRD#: 1585970

Professional summary

Andrew Dimmitt Hart, CFP®, who also goes by Andy Hart, is a registered financial advisor currently at DELEGATE ADVISORS, LLC located in Chapel Hill, North Carolina.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Andrew has worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Financial planning

Philanthropic services

Loans/credit services

Trust & estate planning

Retirement planning

What is your current number of clients?

Under 50

What is your minimum asset requirement?

25M

Are you a "fiduciary"?

Yes

Aliases

Andy Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Dimmitt Hart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

May 8, 2013 - Present

DELEGATE ADVISORS, LLC

Office #1: 1335 Environ Way, Chapel Hill, NC 27517

RIA

CRD#: 159953

CHAPEL HILL, NC

Past

June 24, 2004 - February 13, 2012

BROWNSON, REHMUS & FOXWORTH, INC.

RIA

CRD#: 110608

MENLO PARK, CA

Past

January 17, 2003 - October 28, 2003

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

SAN FRANCISCO, CA

Past

May 10, 2001 - October 28, 2003

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 2, 1997 - January 17, 2003

PERSHING LLC

RIA

CRD#: 7560

SAN FRANCISCO, CA

Past

September 2, 1997 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

June 22, 1995 - September 2, 1997

MONTGOMERY SECURITIES

CRD#: 4357

SAN FRANCISCO, CA

Past

June 7, 1993 - June 13, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

November 21, 1986 - June 10, 1993

J.P. MORGAN SECURITIES OF TEXAS, INC.

CRD#: 17116

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DELEGATE ADVISORS, LLC

DELEGATE ADVISORS, LLC | FTA PARTNERS, LLC | FLEXIBLE CREDIT FUND GP (RELYING ADVISER)

CRD#: 159953 / SEC#: 801-72996

RIA

Registered Investment Advisory firm - (1/12/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/8/2013)

IAR

Texas
(4/22/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/29/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Current Firm

DELEGATE ADVISORS, LLC

DELEGATE ADVISORS, LLC | FTA PARTNERS, LLC | FLEXIBLE CREDIT FUND GP (RELYING ADVISER)

CRD#: 159953 / SEC#: 801-72996

RIA

Registered Investment Advisory firm - (1/12/2012 Approved)

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Contact information

Main Address

101 Glen Lennox Drive Suite 150, Chapel Hill, NC 27517-8834

Mailing Address

Phone number

(919) 932-8400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1,277
AUM (Assets Under Management)	$ 1,462,660,920

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
01/08/2024	Cover Page	Report
02/13/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Andrew D. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Dimmitt Hart's CRS (Customer Relationship Summary).

Certified licenses

Experience

BROWNSON, REHMUS & FOXWORTH, INC.

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

PERSHING LLC

MONTGOMERY SECURITIES

CIBC WORLD MARKETS CORP.

J.P. MORGAN SECURITIES OF TEXAS, INC.

Primary Firm SEC Registration

DELEGATE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2004

Series 63

Date: 7/29/1987

Series 7

Date: 11/15/1986

Current Firm

DELEGATE ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DELEGATE ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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