Jonathan N. Golub

SEAPORT GLOBAL SECURITIES LLC

Costa Mesa, CA 92626

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CRD#: 1585032

Professional summary

Jonathan Neal Golub, who also goes by Jonathan N Golub, Jonathan Golub, is a registered financial professional currently at SEAPORT GLOBAL SECURITIES LLC located in Costa Mesa, California.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1999. Jonathan has worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jonathan N Golub | Jonathan Golub

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Neal Golub's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 21, 2025 - Present

SEAPORT GLOBAL SECURITIES LLC

Office #1: 3090 Bristol Street Suite 400, Costa Mesa, CA 92626

CRD#: 116270

Costa Mesa, CA

Past

September 27, 2023 - May 15, 2025

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

August 24, 2017 - September 28, 2023

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 11, 2013 - July 26, 2017

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

September 11, 2009 - July 5, 2013

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

July 10, 2009 - March 8, 2010

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA

CRD#: 106494

NEW YORK, NY

Past

June 5, 2009 - August 10, 2009

ING INVESTMENT MANAGEMENT SERVICES LLC

CRD#: 21644

NEW YORK, NY

Past

June 19, 2007 - June 12, 2008

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

Past

May 15, 2007 - June 5, 2007

JPMORGAN DISTRIBUTION SERVICES, INC.

CRD#: 104234

NEW YORK, NY

Past

June 27, 2001 - April 18, 2007

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

NEW YORK, NY

Past

July 13, 1999 - November 27, 2000

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2025)

Alaska
(7/21/2025)

Arizona
(7/21/2025)

Arkansas
(7/21/2025)

California
(7/21/2025)

Colorado
(7/21/2025)

Connecticut
(7/21/2025)

Delaware
(7/21/2025)

District of Columbia
(7/21/2025)

Florida
(7/21/2025)

Georgia
(7/21/2025)

Hawaii
(7/21/2025)

Idaho
(7/21/2025)

Illinois
(7/21/2025)

Indiana
(7/21/2025)

Iowa
(7/21/2025)

Kansas
(7/21/2025)

Kentucky
(7/21/2025)

Louisiana
(7/21/2025)

Maine
(7/21/2025)

Maryland
(7/21/2025)

Massachusetts
(7/21/2025)

Michigan
(7/21/2025)

Minnesota
(7/21/2025)

Mississippi
(7/21/2025)

Missouri
(7/21/2025)

Montana
(7/21/2025)

Nebraska
(7/21/2025)

Nevada
(7/21/2025)

New Hampshire
(7/21/2025)

New Jersey
(7/21/2025)

New Mexico
(7/21/2025)

New York
(7/21/2025)

North Carolina
(7/21/2025)

North Dakota
(7/21/2025)

Ohio
(7/22/2025)

Oklahoma
(7/21/2025)

Oregon
(7/21/2025)

Pennsylvania
(7/21/2025)

Puerto Rico
(7/21/2025)

Rhode Island
(7/21/2025)

South Carolina
(7/21/2025)

South Dakota
(7/21/2025)

Tennessee
(7/21/2025)

Texas
(7/21/2025)

Utah
(7/21/2025)

Vermont
(7/21/2025)

Virginia
(7/21/2025)

Washington
(7/21/2025)

West Virginia
(7/21/2025)

Wisconsin
(7/21/2025)

Wyoming
(7/21/2025)

Exams

State Security Law Exam

Series 63

Date: 5/19/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 7/9/2007

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 6/29/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 7/12/1999

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 12/11/1995

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 10/15/2003

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

CRD#: 116270 / SEC#: , 8-53535

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

360 Madison Ave 22nd Floor, New York, NY 10017

Mailing Address

360 Madison Ave 22nd Floor, New York, NY 10017

Phone number

(212) 616-7700

Established

Delaware since 05/04/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SEAPORT GLOBAL HOLDINGS LLC	PARENT COMPANY
MEAGHER, MICHAEL JEFFERSON	CEO	1755168
MEYER, MICHAEL JOHN	FIXED INCOME TRADING SUPERVISOR	1746788
SMITH, STEPHEN CORCORAN	TREASURER	1248750
WITTHAUT, MARKUS CLEMENS	FINOP/CCO/CFO/PFO	4480831

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan N. Golub

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jonathan Neal Golub's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

RBC CAPITAL MARKETS, LLC

UBS SECURITIES LLC

VOYA INVESTMENT MANAGEMENT CO. LLC

ING INVESTMENT MANAGEMENT SERVICES LLC

J.P. MORGAN SECURITIES LLC

JPMORGAN DISTRIBUTION SERVICES, INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

DEAM INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/19/2000

SIE

Date: 10/1/2018

Series 86

Date: 7/9/2007

Series 87

Date: 6/29/2007

Series 7

Date: 7/12/1999

Series 3

Date: 12/11/1995

Series 24

Date: 10/15/2003

FINRA

Nasdaq ISE, LLC

Nasdaq Stock Market

Current Firm

SEAPORT GLOBAL SECURITIES LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SEAPORT GLOBAL SECURITIES LLC

TRUST BUT VERIFY

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