Joel A. Biernat
Professional summary
Joel Anthony Biernat is a registered financial professional currently at THE O.N. EQUITY SALES COMPANY located in Portland, Oregon.
Joel is registered as a RR (Registered Representative) and started their career in finance in 1986. Joel has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joel Anthony Biernat's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2002 - Present
THE O.N. EQUITY SALES COMPANY
September 24, 1999 - January 9, 2003
1717 CAPITAL MANAGEMENT COMPANY
September 23, 1998 - November 1, 1999
PRINCIPAL SECURITIES, INC.
January 29, 1993 - September 17, 1998
EQUITY SERVICES, INC.
December 2, 1986 - December 31, 1992
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2002)
(12/6/2002)
(12/6/2002)
(1/15/2008)
Exams
FINRA
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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