Sasan M. Hashemi
Professional summary
Sasan Mike Hashemi, CFP®, who also goes by Mike Hashemi, Sasan Hashemi, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oklahoma City, Oklahoma and CETERA ADVISORS LLC located in Oklahoma City, Oklahoma.
Sasan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Sasan has worked at 7 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sasan Mike Hashemi's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2002
Experience
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 13919 Quail Pointe Drive, Oklahoma City, OK 73134September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 13919 Quail Pointe Drive, Oklahoma City, OK 73134May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
January 3, 2007 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
July 10, 1991 - January 3, 2007
FFP ADVISORY SERVICES INC
August 7, 1990 - May 30, 2008
FFP SECURITIES, INC.
November 5, 1986 - August 7, 1990
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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