Richard R. Jensen

SOLLINDA CAPITAL MANAGEMENT LLC

HUMACAO, PR

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CRD#: 1584602

Professional summary

Richard Ronald Jensen is a registered financial advisor currently at SOLLINDA CAPITAL MANAGEMENT LLC located in Humacao, .

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Richard has worked at 10 firms and has passed the Series 65, Series 63, Series 3, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT;YES;16603 CANTRELL RD STE 3, LITTLE ROCK, AR 72223;FIXED INSURANCE SALES;INDEPENDENT INSURANCE AGENT;05/24/2010;160;160;SALES OF FIXED INSURANCE

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Ronald Jensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2024 - Present

SOLLINDA CAPITAL MANAGEMENT LLC

RIA

CRD#: 321742

HUMACAO, PR

Past

August 16, 2011 - December 5, 2024

BRS FINANCIAL LLC

RIA

CRD#: 158566

LITTLE ROCK, AR

Past

June 18, 2010 - August 11, 2011

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

LITTLE ROCK, AR

Past

May 24, 2010 - August 11, 2011

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

LITTLE ROCK, AR

Past

January 27, 2009 - June 2, 2010

ROYAL SECURITIES COMPANY

CRD#: 10702

LITTLE ROCK, AR

Past

December 15, 2008 - June 2, 2010

ROYAL ADVISORS, LLC

RIA

CRD#: 145006

GRANDVILLE, MI

Past

March 26, 2003 - October 27, 2006

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

SO SAN FRANCISCO, CA

Past

March 10, 2003 - October 27, 2006

PRUCO SECURITIES, LLC.

CRD#: 5685

SO SAN FRANCISCO, CA

Past

January 16, 2001 - March 6, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

PALO ALTO, CA

Past

December 20, 2000 - March 6, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 21, 1998 - December 22, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 16, 1994 - August 12, 1998

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 16, 1994 - August 12, 1998

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

December 19, 1986 - July 28, 1994

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Puerto Rico
(12/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/9/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/18/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/19/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/18/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/18/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/30/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 10/25/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 9/13/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

CRD#: 321742 / SEC#: 801-127144

RIA

Registered Investment Advisory firm - (1/10/2023 Approved)

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Contact information

Main Address

1111 Brickell Ave 10th Floor, Suite 68, Miami, FL 33131

Mailing Address

200 First Ave. Nw Suite 303a, Hickory, NC 28601

Phone number

(844) 662-1211

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE DISCLOSURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,506
AUM (Assets Under Management)	$ 909,386,653

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Richard R. Jensen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Ronald Jensen's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRS FINANCIAL LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

ROYAL SECURITIES COMPANY

ROYAL ADVISORS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUCO SECURITIES, LLC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

Primary Firm SEC Registration

SOLLINDA CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/9/1998

Series 63

Date: 12/18/1986

Series 3

Date: 4/19/2001

Series 7

Date: 8/18/1994

Series 6

Date: 12/18/1986

Series 24

Date: 12/30/2008

Series 10

Date: 10/25/2000

Series 9

Date: 9/13/2000

Current Firm

SOLLINDA CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOLLINDA CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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