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JP

Jerry W. Price

SUPERIOR FINANCIAL SERVICES,INC.
Fort Atkinson, WI 53538
Some features on this profile are disabled
CRD#: 1584563
JP

Professional summary


Jerry Willard Price is a registered financial professional currently at SUPERIOR FINANCIAL SERVICES,INC. located in Fort Atkinson, Wisconsin.

Jerry is registered as a RR (Registered Representative) and started their career in finance in 1987. Jerry has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jerry Willard Price's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 4, 2001 - Present

SUPERIOR FINANCIAL SERVICES,INC.

Office #1: 115 W Sherman Suite 1, Fort Atkinson, WI 53538
BD
CRD#: 104165
Fort Atkinson, WI
Past

March 15, 1994 - December 31, 2000

HARBOUR INVESTMENTS, INC.

BD
CRD#: 19258
MADISON, WI
Past

October 25, 1991 - March 9, 1994

F & G SECURITIES, INC.

BD
CRD#: 16364
Past

June 9, 1987 - April 18, 1991

THRIVENT INVESTMENT MANAGEMENT INC.

BD
CRD#: 18387
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Wisconsin
(1/4/2001)

Exams


State Security Law Exam
RR
Series 63
Date: 6/23/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SF
SUPERIOR FINANCIAL SERVICES,INC.
SUPERIOR FINANCIAL SERVICES, INC. | SUPERIOR FINANCIAL, INC | SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165 / SEC#: , 8-52618

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
N168 W21931 Main Street, Jackson, WI 53037
Mailing Address
Po Box 139, Jackson, WI 53037
Phone number
(262) 677-9036
Established
Wisconsin since 04/10/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HAESE, DEBRA ANNVICE PRES/SECRETARY2273663
HAESE, WILLIAM REINHARDTPRES/TREAS/PRINC/FINOP/CCO1549272

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SUPERIOR FINANCIAL SERVICES,INC.

CRD#: 104165Fort Atkinson, WI 53538

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