TH
Terry D. Hollar
REGAL INVESTMENT ADVISORS LLC
HICKORY, NC 28601
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CRD#: 1584024
TH
Professional summary
Terry Dean Hollar is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Hickory, North Carolina and REGULUS FINANCIAL GROUP, LLC located in Hickory, North Carolina.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Terry has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)ON THE ADVICE OF MY CPA I SET UP THE CORPORATION HIRA, INC DBA INSURANCE RESOURCES OF AMERICA. THIS CORPORATION IS NOW TJH ENTERPRISES, INC. I AM AN OFFICER OF THIS CORPORATION. I RUN MY PAYROLL AND BUSINESS EXPENSES THROUGH THE CORPORATION WHICH IS LOCATED AT 3307 SPRINGS RD. NE, HICKORY, NC 28601. I DEVOTE NO TIME TO THIS CORPORATION OTHER THAN SIGNING CHECKS TO COVER EXPENSES AND NO TIME IS SPENT DURING SECURITIES TRADING HOURS. THERE ARE NO INVESTORS IN THE CORPORATION. I RECEIVE $100 A WEEK FROM TJH ENTERPRISES, INC. 2)BRIGHTSTAR PROPERTIES, LLC, HOLDS SOME OF MY VACATION PROPERTIES. I HAVE RENTAL PROPERTIES IN NORTH CAROLINA INCLUDED IN BRIGHTSTAR PROPERTIES, LLC. THESE PROPERTIES DO PRODUCE INCOME. THESE PROPERTIES ARE NEVER RENTED TO CLIENTS. I HAVE RENTAL PROPERTIES IN NORTH CAROLINA THAT ARE NOT IN AN LLC. THESE PROPERTIES DO PRODUCE RENTAL INCOME. THESE PROPERTIES ARE NEVER RENTED TO CLIENTS. I HAVE A RENTAL COMPANY IN NORTH CAROLINA WHICH MANAGES MY PROPERTIES IN NORTH CAROLINA. NO HOURS SPENT DURING SECURITIES TRADING HOURS. 3)I AM AN INDEPENDENT INSURANCE AGENT, TERRY D. HOLLAR, SALES AND MARKETING OF INSURANCE PRODUCTS. I AM REGISTERED WITH VARIOUS INSURANCE COMPANIES. APPROXIMATELY 240 HOURS DEVOTED TO THE BUSINESS PER MONTH. 4)I ALSO OWN RENTAL PROPERTIES IN NORTH CAROLINA AND I HAVE A FIRM, MILLER PROPERTIES, MANAGE THEM. 5)Owner and president of Grandview Homeowners Association. 525 12th st SW Hickory NC 28602. 828-256-3200. Real Estate Agent. Hours per month: 2 Hours during trading hours: 0. I am the owner of 24 condos which make up a 30 unit condo complex. I rent the 24 units out a apartments. I have been elected president of the association. No compensation for being the president. I do receive monies from the rental of the condos.This is not investment related. 6) JT Energy is an S Corporation which I am owner and Jim Fischer is my partner. I am treasurer of this coporation. We lease property in Kentucky to drill for oil. WE each invested approximately $85,000. We did not purchase the land, we were granted lease rights on the land. There was no purchase so there was no literature provided to myself or Jim. There is no sell of securities and zero hours are spent on this corporation during securities trading hours. We are starting to get some oil and natural gas production and do expect revenue. There have been no shares sold. 7) St. Stephens Lutheran Day School. 2304 Springs Rd NE, Hickory, NC 28601. School for children. Not investment related. 8 hours per month, 0 during trading hours. Start: 7/1/2019. Officer/Director. No compensation. Oversees committee that does rules and regulations for the day school. 8) St. Stephens Lutheran Missour Synod. 2304 Springs Rd NE, Hickory, NC 28601. Church. Not investment related. 60 hours per month, 0 during trading hours. Start: 9/1/2020. President. No compensation. Oversees the committees of the church and works closely with the Pastor and Vicar on church rules and regulations. Keeps note of items to bring up and ongoing projects for the church.
CRS (Client Relationship Summary) - RIA
Click below to view Terry Dean Hollar's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2012 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 3307 Springs Rd Ne, Hickory, NC 28601RIA
CRD#: 125004
HICKORY, NC
Current
November 3, 2014 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 3307 Springs Rd. Ne, Hickory, NC 28601BD
CRD#: 150631
Hickory, NC
Past
February 12, 2004 - August 31, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
HICKORY, NC
Past
June 9, 1987 - August 31, 2012
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
HICKORY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(6/2/2015)
IAR
North Carolina(8/30/2012)
RR
North Carolina(5/13/2015)
RR
South Carolina(5/14/2015)
RR
Tennessee(5/22/2015)
RR
Texas(10/5/2018)
IAR
Texas(1/5/2021)
RR
Virginia(9/8/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
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Company Information
REGAL INVESTMENT ADVISORS LLC
CRD#: 125004Hickory, NC 28601TRUST BUT VERIFY
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