Lars M. Hanan
Professional summary
Lars Martin Hanan is a registered financial professional currently at BROADOAK PARTNERS, LLC located in Bethesda, Maryland.
Lars is registered as a RR (Registered Representative) and started their career in finance in 1986. Lars has worked at 7 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lars Martin Hanan's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2007 - Present
BROADOAK PARTNERS, LLC
Office #1: 7201 Wisconsin Avenue Suite 630, Bethesda, MD 20814Office #2: 4800 Montgomery Lane Suite 230, Bethesda, MD 20814April 23, 2003 - April 29, 2008
MERCATOR SECURITIES LLC
April 30, 2001 - June 6, 2002
ABN AMRO INCORPORATED
October 2, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
July 6, 1993 - October 12, 1998
COWEN AND COMPANY
May 10, 1991 - October 27, 1992
KIDDER, PEABODY & CO. INCORPORATED
November 18, 1986 - April 27, 1990
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2007)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/31/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
BROADOAK PARTNERS, LLC
CRD#: 143527 / SEC#: , 8-67574
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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