Jeffrey M. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Marc Lewis, who also goes by Jeffrey Lewis, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2021 - November 30, 2023
MADISON PAIGE SECURITIES LLC
December 13, 2002 - January 15, 2013
GUGGENHEIM SECURITIES, LLC
July 18, 1990 - June 26, 1998
PERSHING LLC
August 9, 1989 - July 19, 1990
DB ALEX. BROWN LLC
November 18, 1986 - August 21, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON PAIGE SECURITIES LLC
CRD#: 226538 / SEC#: , 8-69621
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
