LR
Laurence W. Richardson
FIDELITY BROKERAGE SERVICES LLC
Salt Lake City, UT 84101
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CRD#: 1583169
LR
Professional summary
Laurence Wilson Richardson, who also goes by Larry Richardson, Laurence Wilson Richardson, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Salt Lake City, Utah.
Laurence is registered as a RR (Registered Representative) and started their career in finance in 1986. Laurence has worked at 10 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 24 and Series 12 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Larry Richardson | Laurence Wilson Richardson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Laurence Wilson Richardson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 9, 2025 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 49 North 400 West, Salt Lake City, UT 84101BD
CRD#: 7784
Salt Lake City, UT
Past
December 22, 2015 - January 7, 2025
EVERCORE GROUP L.L.C.
BD
CRD#: 42405
Los Angeles, CA
Past
December 12, 2014 - December 31, 2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC
BD
CRD#: 28195
Los Angeles, CA
Past
February 29, 2008 - October 17, 2014
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
LOS ANGELES, CA
Past
April 11, 2007 - February 29, 2008
RBC CAPITAL MARKETS CORPORATION
BD
CRD#: 6579
BOSTON, MA
Past
March 4, 2002 - April 17, 2007
GLEACHER & COMPANY SECURITIES, INC.
BD
CRD#: 298
BOSTON, MA
Past
March 20, 2001 - March 6, 2002
W.R. HAMBRECHT + CO., LLC
BD
CRD#: 45040
SAN FRANCISCO, CA
Past
January 17, 2000 - March 20, 2001
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Past
March 11, 1997 - January 17, 2000
VOLPE BROWN WHELAN & COMPANY, LLC
BD
CRD#: 18329
SAN FRANCISCO, CA
Past
November 18, 1986 - February 18, 1997
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/20/2025)
RR
Alaska(8/20/2025)
RR
Arizona(8/20/2025)
RR
Arkansas(8/20/2025)
RR
California(7/9/2025)
RR
Colorado(8/20/2025)
RR
Connecticut(8/20/2025)
RR
Delaware(8/20/2025)
RR
District of Columbia(8/20/2025)
RR
Florida(8/20/2025)
RR
Georgia(8/20/2025)
RR
Hawaii(8/20/2025)
RR
Idaho(8/20/2025)
RR
Illinois(8/20/2025)
RR
Indiana(8/20/2025)
RR
Iowa(8/20/2025)
RR
Kansas(8/20/2025)
RR
Kentucky(8/20/2025)
RR
Louisiana(8/20/2025)
RR
Maine(8/20/2025)
RR
Maryland(8/20/2025)
RR
Massachusetts(8/20/2025)
RR
Michigan(8/20/2025)
RR
Minnesota(8/20/2025)
RR
Mississippi(8/20/2025)
RR
Missouri(8/20/2025)
RR
Montana(8/20/2025)
RR
Nebraska(8/20/2025)
RR
Nevada(8/20/2025)
RR
New Hampshire(8/20/2025)
RR
New Jersey(8/20/2025)
RR
New Mexico(8/20/2025)
RR
New York(8/20/2025)
RR
North Carolina(8/20/2025)
RR
North Dakota(8/20/2025)
RR
Ohio(8/21/2025)
RR
Oklahoma(8/20/2025)
RR
Oregon(8/20/2025)
RR
Pennsylvania(8/20/2025)
RR
Puerto Rico(8/20/2025)
RR
Rhode Island(8/20/2025)
RR
South Carolina(8/20/2025)
RR
South Dakota(8/20/2025)
RR
Tennessee(8/20/2025)
RR
Texas(8/20/2025)
RR
Utah(8/20/2025)
RR
Vermont(8/20/2025)
RR
Virgin Islands(8/20/2025)
RR
Virginia(8/20/2025)
RR
Washington(8/20/2025)
RR
West Virginia(8/20/2025)
RR
Wisconsin(8/20/2025)
RR
Wyoming(8/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 6/17/2003
NYSE Branch Manager ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.
CRD#: 7784 / SEC#: , 8-23292
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Salt Lake City, UT 84101TRUST BUT VERIFY
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