Gregory D. Stewart

TWO WEST CAPITAL ADVISORS LLC

Elmira, NY 14903

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CRD#: 1582913

Professional summary

Gregory David Stewart, CFP®, ChFC®, CLU®, who also goes by Greg Stewart, is a registered financial advisor currently at TWO WEST CAPITAL ADVISORS LLC located in Elmira, New York.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Gregory has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) OWNER OF GK OFFICE EQUITIES LLC, AN ELMIRA, NY COMMERCIAL PROPERTY MANAGEMENT COMPANY FORMED IN 2007. ACTIVITY REPRESENTS AN AVERAGE OF 4 HOURS PER WEEK, SOME OF WHICH MAY BE DURING MARKET TRADING HOURS. 2) VOLUNTEER FINANCIAL PLANNER FOR THE FOUNDATION FOR FINANCIAL PLANNING, A WASHINGTON DC CHARITABLE ORGANIZATION, A POSITION HELD SINCE 2021. ACTIVITY REPRESENTS AN AVERAGE OF 2 HOURS PER MONTH, SOME OF WHICH MAY BE DURING MARKET TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory David Stewart's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2000

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

July 28, 2020 - Present

TWO WEST CAPITAL ADVISORS LLC

Office #1: 2205 College Ave., Elmira, NY 14903

RIA

CRD#: 154543

Elmira, NY

Past

May 11, 2015 - November 3, 2020

STEWART ADVISORY SERVICES, INC.

RIA

CRD#: 166562

ELMIRA, NY

Past

August 1, 2008 - May 8, 2013

NATIONWIDE SECURITIES, LLC

RIA

CRD#: 11173

ELMIRA, NY

Past

April 18, 2005 - August 1, 2008

1717 CAPITAL MANAGEMENT COMPANY

RIA

CRD#: 4082

ELMIRA, NY

Past

November 10, 1986 - May 8, 2013

NATIONWIDE SECURITIES, LLC

CRD#: 11173

ELMIRA, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWO WEST CAPITAL ADVISORS LLC

CANVAS WEALTH ADVISORS | TWO WEST CAPITAL ADVISORS LLC | TWO WEST ADVISORS | STEWART ADVISORY SERVICES | GOALPATH SOLUTIONS

CRD#: 154543 / SEC#: 801-76551

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/28/2020)

IAR

New York
(2/22/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/29/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/20/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1986

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TWO WEST CAPITAL ADVISORS LLC

CANVAS WEALTH ADVISORS | TWO WEST CAPITAL ADVISORS LLC | TWO WEST ADVISORS | STEWART ADVISORY SERVICES | GOALPATH SOLUTIONS

CRD#: 154543 / SEC#: 801-76551

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/19/2012 Terminated)

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Contact information

Main Address

10975 Benson Drive Corporate Woods, Bldg. 12, Ste. 560, Overland Park, KS 66210

Mailing Address

Phone number

(913) 825-1722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWA ADV PART 2A BROCHURE (INSTITUTIONAL DIVISION) (3/19/2025)

TWA ADV PART 2A BROCHURE (WEALTH MGMT DIVISION) (3/19/2025)

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 3,242,615,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory D. Stewart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory David Stewart's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEWART ADVISORY SERVICES, INC.

NATIONWIDE SECURITIES, LLC

1717 CAPITAL MANAGEMENT COMPANY

NATIONWIDE SECURITIES, LLC

Primary Firm SEC Registration

TWO WEST CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/29/2003

Series 63

Date: 11/5/1986

Series 7

Date: 6/20/2008

Series 6

Date: 11/5/1986

Current Firm

TWO WEST CAPITAL ADVISORS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWO WEST CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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