George W. Connell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George W. Connell JR., who also goes by George W Connell Jr, George W, Jr. Connell, George Washington Connell Jr., George W. Connell, Jr. Jr., George Washington Connell, Jr.; Jr., was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1986. George had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - December 27, 2018
WASHINGTON INVESTMENT CONSULTANTS, LLC
July 1, 2015 - February 10, 2016
SPIRE WEALTH MANAGEMENT, LLC
June 30, 2015 - February 23, 2016
SPIRE SECURITIES, LLC
October 2, 2009 - July 28, 2015
CRESAP, INC.
March 29, 2007 - August 4, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
March 21, 2007 - August 4, 2009
UVEST FINANCIAL SERVICES GROUP, INC.
July 8, 2004 - May 6, 2005
HAVERFORD FINANCIAL SERVICES, INC.
March 18, 2004 - May 31, 2005
HAVERFORD TRUST SECURITIES, INC.
December 18, 1997 - November 14, 2002
NUVEEN SECURITIES, LLC
July 23, 1997 - November 14, 2002
RITTENHOUSE ASSET MANAGEMENT, INC.
January 28, 1995 - March 25, 1997
UBS FINANCIAL SERVICES INC.
November 21, 1986 - January 28, 1995
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
WASHINGTON INVESTMENT CONSULTANTS, LLC
CRD#: 282583 / SEC#:
Contact information
Red Flags
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