Jonathan D. Markoe

PINE VALLEY INVESTMENTS

Marlton, NJ 08053

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CRD#: 1582389

Professional summary

Jonathan David Markoe is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey and J. ALDEN ASSOCIATES, INC. located in Wayne, Pennsylvania.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Jonathan has worked at 8 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Pine Valley Investments. Investment Related. 10 E Stow Road, Suite 200, Marlton NJ 08053. Financial Services, IAR. 10/2018. 120 hours per month, 100 during trading hours. Managing/servicing clients and assets.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Markoe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2018 - Present

PINE VALLEY INVESTMENTS

Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053

RIA

CRD#: 173995

Marlton, NJ

Current

July 6, 2022 - Present

J. ALDEN ASSOCIATES, INC.

Office #1: 37 West Ave Suite 301, Wayne, PA 19087

CRD#: 40002

Wayne, PA

Past

October 5, 2018 - June 2, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Marlton, NJ

Past

May 1, 2009 - October 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MOUNT LAUREL, NJ

Past

May 1, 2009 - October 9, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MOUNT LAUREL, NJ

Past

January 14, 2005 - May 21, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

MT. LAUREL, NJ

Past

January 14, 2005 - May 21, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

MT. LAUREL, NJ

Past

April 2, 2004 - January 19, 2005

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

VOORHEES, NJ

Past

September 21, 1988 - January 19, 2005

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 25, 1988 - August 29, 1988

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

December 26, 1986 - April 28, 1988

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

New Jersey
(10/10/2018)

New Jersey
(7/20/2022)

IAR

Pennsylvania
(10/10/2018)

Pennsylvania
(7/7/2022)

Texas
(1/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/9/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/8/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/23/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/20/1986

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PINE VALLEY INVESTMENTS

MORAD, HARRY E | PINE VALLEY INVESTMENTS LIMITED LIABILITY COMPANY | PINE VALLEY INVESTMENTS

CRD#: 173995 / SEC#: 801-80742

RIA

Registered Investment Advisory firm - (1/8/2015 Approved)

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Contact information

Main Address

10 E. Stow Rd. Suite 200, Marlton, NJ 08053

Mailing Address

Phone number

(856) 334-8260

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- PINE VALLEY INVESTMENTS (3/19/2025)

Regulatory assets under management

Total Number of Accounts	5,152
AUM (Assets Under Management)	$ 2,183,420,313

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan D. Markoe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Markoe's CRS (Customer Relationship Summary).

Certified licenses

Experience

J. ALDEN ASSOCIATES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

A. G. EDWARDS & SONS, INC.

PHILIPS, APPEL & WALDEN, INC.

Primary Firm SEC Registration

PINE VALLEY INVESTMENTS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/9/2004

Series 63

Date: 1/8/1987

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 31

Date: 1/23/1997

Series 7

Date: 12/20/1986

FINRA

Current Firm

PINE VALLEY INVESTMENTS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PINE VALLEY INVESTMENTS

TRUST BUT VERIFY

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