Ricardo A. Elvir
Professional summary
Ricardo Antonio Elvir, who also goes by Richardo Antonio Elvir, is a registered financial professional currently at BROWNSTONE INVESTMENT GROUP, LLC located in New York, New York.
Ricardo is registered as a RR (Registered Representative) and started their career in finance in 2007. Ricardo has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ricardo Antonio Elvir's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2018 - Present
BROWNSTONE INVESTMENT GROUP, LLC
Office #1: 505 Fifth Avenue 10th Floor, New York, NY 10017November 21, 2016 - March 23, 2018
CANTOR FITZGERALD & CO.
June 26, 2007 - November 21, 2012
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2018)
(6/28/2024)
(9/20/2018)
(9/28/2018)
(10/11/2018)
Exams
Series 57TO
Date: 12/15/2019
Securities Trader ExamFINRA
NYSE American LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BROWNSTONE INVESTMENT GROUP, LLC
CRD#: 43884 / SEC#: , 8-50460
Contact information
FINRA licenses (18 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BROWNSTONE INVESTMENT OPPORTUNITIES, LLC | SOLE MEMBER | |
| BARTMESS, JOANNE CHRISTINE | FINANCIAL AND OPERATIONS PRINCIPAL (01/1998), CHIEF FINANCIAL OFFICER (10/2009), PFO & POO (10/18) | 2922047 |
| HUNTER, MICHELLE HALLA | CHIEF COMPLIANCE OFFICER | 2689083 |
| LOWEY, DOUGLAS BENNETT | MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | 1932929 |
| SABLOWSKY, JON SCOTT | CHIEF OPERATING OFFICER | 1515334 |
Red Flags
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