Vincent A. Mangone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vincent Antonio Mangone, who also goes by VIncent Antonie Mangone, Vincent Mangone, was a registered financial advisor .
Vincent is a previously registered financial advisor and started their career in finance in 1987. Vincent had worked at 12 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2015 - May 29, 2020
WORDEN CAPITAL MANAGEMENT LLC
February 10, 2012 - December 3, 2015
WILMINGTON CAPITAL SECURITIES, LLC
December 8, 2010 - February 23, 2012
LADENBURG THALMANN & CO. INC.
September 8, 2010 - December 3, 2010
WILMINGTON CAPITAL SECURITIES, LLC
March 9, 2009 - July 15, 2010
BRIGHT TRADING, LLC
March 3, 2006 - January 26, 2007
LADENBURG THALMANN ASSET MANAGEMENT INC
March 21, 2001 - January 26, 2007
LADENBURG THALMANN & CO. INC.
October 13, 1993 - November 19, 2002
LADENBURG CAPITAL MANAGEMENT INC.
March 27, 1992 - October 29, 1993
FIRST ASSET MANAGEMENT, INC.
December 19, 1991 - April 8, 1992
JOSEPHTHAL & CO., INC.
September 26, 1990 - December 24, 1991
FIRST ASSET MANAGEMENT, INC.
January 18, 1990 - October 4, 1990
GLOBAL CAPITAL SECURITIES, INC.
August 8, 1988 - February 3, 1990
ANDREW PECK ASSOCIATES INC.
January 25, 1988 - March 21, 1988
J. W. GANT & ASSOCIATES, INC.
June 8, 1987 - January 13, 1988
FLEET BROKERAGE SECURITIES, INC.
January 21, 1987 - May 28, 1987
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORDEN CAPITAL MANAGEMENT LLC
CRD#: 148366 / SEC#: , 8-68010
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
