Harvey M. Sonenshine
Professional summary
Harvey Marshall Sonenshine, who also goes by Marshall Sonenshine, is a registered financial professional currently at SONENSHINE & COMPANY LLC located in New York, New York.
Harvey is registered as a RR (Registered Representative) and started their career in finance in 1986. Harvey has worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harvey Marshall Sonenshine's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 12, 2001 - Present
SONENSHINE & COMPANY LLC
Office #1: 505 Park Ave 3rd Floor, New York, NY, 10022Office #2: 505 Park Avenue Third Floor, New York, NY 10022June 14, 1999 - October 5, 1999
DEUTSCHE BANK SECURITIES INC.
August 1, 1996 - June 14, 1999
DB ALEX. BROWN LLC
June 25, 1990 - March 31, 1999
FUJI-WOLFENSOHN INTERNATIONAL
June 29, 1989 - August 1, 1996
WOLFENSOHN & CO., INC.
November 18, 1986 - May 4, 1989
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/16/2017)
(4/2/2008)
(10/17/2017)
(3/11/2009)
(7/6/2023)
(3/16/2009)
(3/10/2009)
(3/10/2009)
(6/29/2023)
(1/23/2009)
(9/13/2023)
(6/21/2023)
(5/10/2023)
(4/14/2010)
(4/12/2001)
(1/8/2002)
(2/13/2009)
(3/13/2009)
(1/22/2009)
(6/23/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
SONENSHINE & COMPANY LLC
CRD#: 104357 / SEC#: , 8-52819
Contact information
FINRA licenses (21 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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