David A. Lieberman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Armin Lieberman, CIMA® was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 9 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2022 - November 21, 2025
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
November 19, 2013 - November 21, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
November 18, 2013 - November 21, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2007 - August 7, 2013
UBS FINANCIAL SERVICES INC.
August 10, 2005 - August 7, 2013
UBS FINANCIAL SERVICES INC.
May 8, 2003 - May 9, 2003
MERRILL LYNCH INVESTMENT MANAGERS LP
May 1, 2003 - July 22, 2005
FAM DISTRIBUTORS, INC.
July 18, 1991 - May 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 1990 - August 2, 1991
LEHMAN BROTHERS INC.
March 21, 1989 - March 20, 1990
PRUDENTIAL EQUITY GROUP, LLC
October 29, 1986 - January 24, 1989
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
CRD#: 26506 / SEC#: , 8-42582
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMPF HOLDING, LLC | SHAREHOLDER | |
| CARR, GREGORY GERARD | DIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT | 2210835 |
| FLANSBURG, BRETT ALLEN | VICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER | 3179474 |
| GERDES, JOSEPH FRANCIS | DIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 2391989 |
| MATTOX, MICHAEL SCOTT | VICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 4383501 |
| SWEENEY, JOSEPH EDWARD | DIRECTOR | 4668713 |
Disclosures
| Regulatory Event | 10 |
Red Flags
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