Tamara Lee Haslar
Professional Summary
Tamara Lee Haslar, who also goes by Tamara Lee Thompson, was a registered financial advisor. Tamara was a previously registered financial professional and started their career in finance 1989 - 2022. Tamara had worked at 1 firm and has passed the Series 63, SIE, Series 99TO and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tamara Lee Thompson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
37 years in the financial services industry
Current & Past Employments
Past
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Current Firm
PENROD & COMPANY | PENROD FINANCIAL SERVICES, INC. | PENROD FINANCIAL GROUP | PENROD AND COMPANY
Contact Information
Main Address
574 State Highway 248 Suite 5, Branson, MO 65616Mailing Address
P.o. Box 220, Branson, MO 65615Phone Number
(417) 334-3455Established
Missouri since 06/08/1988Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (16 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PENROD, DONALD RAY | REGISTERED PRINCIPAL, TREASURER | 833918 |
| AMSBERRY, RICHARD FRANCIS | FINOP | 2917504 |
| PENROD, AARON MATTHEW | VP/MUNI COMPLIANCE PRINCIPAL | 3194251 |
| PENROD, BECKY LOU | PRESIDENT, DESIGNATED PRINCIPAL, CHIEF COMPLIANCE OFFICER, AML PRINCIPAL | 1088598 |
| PENROD, BECKY LOU | CO-OWNER, SECRETARY | 1088598 |
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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