Albert W. Pettibone

PETTIBONE WEALTH MANAGEMENT

Hannibal, MO 63401

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CRD#: 1579800

Professional summary

Albert Wells Pettibone JR, AIF® is a registered financial advisor currently at PETTIBONE WEALTH MANAGEMENT, LLC located in Hannibal, Missouri.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Albert has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. PETTIBONE IS A MISSOURI LICENSED INSURANCE AGENT/BROKER WITH ONE INSURANCE COMPANY. APPROXIMATELY 5% OF MR. PETTIBONE'S TIME IS SPENT ON THIS ACTIVITY. MR. PETTIBONE IS ALSO AN OWNER OF ONE DUPLEX INVESTMENT PROPERTY LOCATED AT 1811-1813 HARRISON HILL, HANNIBAL, MO. MR. PETTIBONE DOES NOT SPEND ANY TIME ON THIS ACTIVITY DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Wells Pettibone JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 17, 2008 - Present

PETTIBONE WEALTH MANAGEMENT, LLC

Office #1: 2801d St. Mary's Avenue, Hannibal, MO 63401

RIA

CRD#: 147352

Hannibal, MO

Past

January 1, 2008 - April 14, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HANNIBAL, MO

Past

October 29, 2003 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

HANNIBAL, MO

Past

August 18, 1999 - October 30, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

HANNIBAL, MO

Past

January 4, 1999 - October 30, 2003

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

November 25, 1997 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 26, 1995 - November 26, 1997

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 24, 1993 - June 27, 1995

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

October 22, 1986 - July 9, 1987

GRAYSTONE NASH, INC.

CRD#: 10635

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(6/3/2025)

IAR

Missouri
(6/17/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/23/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/3/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/1998

General Securities Principal Examination

Current Firm

PETTIBONE WEALTH MANAGEMENT, LLC

PETTIBONE FINANCIAL GROUP, LLC | PETTIBONE WEALTH MANAGEMENT, LLC

CRD#: 147352 / SEC#:

Illinois

Registered Investment Advisory firm - (6/3/2025 Approved)

Missouri

Registered Investment Advisory firm - (6/17/2008 Approved)

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Contact information

Main Address

2801d St. Mary's Avenue, Hannibal, MO 63401

Mailing Address

P.o. Box 1045, Hannibal, MO 63401

Phone number

(573) 221-5622

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 26,929,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Albert W. Pettibone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Wells Pettibone JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

ROBERT THOMAS SECURITIES, INC

A. G. EDWARDS & SONS, INC.

EDWARD JONES

GRAYSTONE NASH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/23/1998

Series 63

Date: 6/3/1993

Series 7

Date: 5/21/1993

Series 24

Date: 4/17/1998

Current Firm

PETTIBONE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PETTIBONE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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