Lisa K. Everson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lisa Kay Everson, who also goes by Lisa Kay Altekruse, Lisa Kay Sefton, was a registered financial professional .
Lisa is a previously registered financial professional and started their career in finance in 1987. Lisa had worked at 10 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2018 - September 15, 2021
SPC
January 2, 2018 - September 15, 2021
SIGMA FINANCIAL CORPORATION
September 28, 2009 - December 31, 2017
SII INVESTMENTS, INC.
September 28, 2009 - December 31, 2017
SII INVESTMENTS, INC.
February 1, 2007 - October 26, 2009
MAIN STREET ADVISORS, LLC
February 1, 2007 - October 26, 2009
MAIN STREET SECURITIES, LLC
March 16, 2005 - June 18, 2012
DAVID R. KERN ASSET MANAGEMENT
April 30, 2004 - September 6, 2006
QUESTAR CAPITAL CORPORATION
November 20, 2000 - December 31, 2003
OSAIC FA, INC.
March 25, 1987 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 25, 1987 - February 13, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 25, 1987 - February 13, 2004
OSAIC FA, INC.
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
