Mikel A. Salinas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mikel Anthony Salinas was a registered financial professional .
Mikel is a previously registered financial professional and started their career in finance in 1987. Mikel had worked at 8 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 1997 - August 28, 1997
REEF SECURITIES, INC.
January 28, 1997 - July 16, 1997
NOVA FINANCIAL, INC.
April 2, 1996 - December 10, 1996
ATLANTIC PACIFIC FINANCIAL, INC.
March 12, 1992 - March 30, 1992
TOUCHSTONE CAPITAL CORPORATION
April 8, 1991 - May 3, 1991
TEXAS AMERICAN SECURITIES CORPORATION
July 28, 1989 - November 30, 1989
SOUTHARD SECURITIES CORPORATION
March 31, 1988 - May 13, 1989
KINLAW SECURITIES CORPORATION
May 12, 1987 - March 3, 1988
SUNSET SECURITIES,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
