David S. Kopp
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Smith Kopp was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1998. David had worked at 5 firms and has passed the Series 63, Series 65, Series 7, Series 4, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2009 - January 11, 2010
LANE CAPITAL MARKETS LLC
February 14, 2007 - October 10, 2008
WESTMINSTER SECURITIES CORPORATION
September 5, 2006 - December 7, 2006
EMERALD INVESTMENTS, INC.
May 18, 2004 - November 24, 2004
TAFFERER TRADING, LLC
October 6, 1998 - June 26, 2002
NATEXIS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LANE CAPITAL MARKETS LLC
CRD#: 115358 / SEC#: , 8-53507
Contact information
Documents
Red Flags
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