JS
James C. Sprecher
J. W. COLE ADVISORS
PALMYRA, PA 17078
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CRD#: 1579184
JS
Professional summary
James Carl Sprecher, CFP®, who also goes by James C Sprecher, Jim Sprecher, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Palmyra, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Palmyra, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. James has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James C Sprecher | Jim Sprecher
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) YOUR FINANCIAL COMMUNITY OF PA, INC.; PALMYRA, PA; INSURANCE/ESTATE PLANNING; PRESIDENT/OWNER; 1983-PRESENT; 30 HRS./WK; INSURANCE SALES. (2) DBA - Infinity Financial Group; investment related; 200 E Main Street Palmyra, PA 17078; partner - start 1/20/2021; Educating prospects and clients financial Planning Life Insurance; 40 hours per month, 20 hours per month during trading. (3) YFC Real Estate Ventures; Real Estate; Not investment related; 200 East Main Street; Palmyra PA 17078; Partner; Managing Properties; Start 9/30/24; 0 hours during trading.
CRS (Client Relationship Summary) - RIA
Click below to view James Carl Sprecher's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
September 9, 2003 - Present
J. W. COLE ADVISORS, INC.
Office #1: 200 East Main St., Palmyra, PA 17078RIA
CRD#: 112294
PALMYRA, PA
Current
September 5, 2003 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 200 East Main Street, Palmyra, PA 17078BD
CRD#: 124583
Palmyra, PA
Past
April 4, 2003 - September 5, 2003
JONATHAN ROBERTS FINANCIAL GROUP, INC.
BD
CRD#: 46285
TAMPA, FL
Past
January 17, 1997 - December 18, 2002
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
PALMYRA, PA
Past
November 26, 1993 - December 18, 2002
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
November 18, 1986 - August 20, 1988
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/17/2024)
RR
California(8/12/2008)
RR
Maryland(9/5/2003)
RR
North Carolina(5/3/2019)
RR
Ohio(3/18/2015)
RR
Pennsylvania(9/5/2003)
IAR
Pennsylvania(9/9/2003)
RR
South Carolina(7/2/2008)
RR
West Virginia(1/27/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Palmyra, PA 17078TRUST BUT VERIFY
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