AS
Angela D. Sloan
MADISON AVENUE SECURITIES
Clover, SC 29710
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CRD#: 1578733
AS
Professional summary
Angela Denise Sloan, who also goes by Angela Denise Mcconnell, Angie Mcconnell, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Clover, South Carolina.
Angela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Angela has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Angela Denise Mcconnell | Angie Mcconnell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)NAME:METROLINA TAX SERVICE, INC.; INV RELATED:NO; ADDRESS:1474 HIGHWAY 55 EAST CLOVER, SC 29710; NATURE:TAX PREPARATION; POSITION:HOLD TAX CERTIFICATIONS AND EFIN - ALL FEES ARE PAID TO SLOAN FINANCIAL GROUP, LLC; START DATE:APPROXIMATELY 1993; HOURS/MONTH:N/A; TRADING HOURS/MONTH:N/A; DUTIES:OWNER 2.)NAME:METROLINA INSURANCE, INC.; INV RELATED:NO; ADDRESS:1474 HIGHWAY 55 EAST CLOVER, SC 29710; NATURE:PROPERTY & CASUALTY INSURANCE; POSITION:HOLDS PROPERTY & CASUALTY LICENSES-ALL COMMISSIONS ARE PAID TO SLOAN FINANCIAL GROUP, LLC; START DATE:APPROXIMATELY 2005; HOURS/MONTH:N/A; TRADING HOURS/MONTH:N/A; DUTIES:OWNER 3.)NAME:PRESERVATION FINANCIAL, INC.; INV RELATED:NO; ADDRESS:1474 HIGHWAY 55 EAST CLOVER, SC 29710; NATURE:LIFE, LONGTERM CARE INSURANCE, ANNUITIES, MEDICARE SUPPLEMENTS, DISABILITY INSURANCE; POSITION:HOLDS LAH LICENSES-ALL COMMISSIONS ARE PAID TO SLOAN FINANCIAL GROUP, LLC.; START DATE:APPROXIMATELY 2005; HOURS/MONTH:N/A; TRADING HOURS/MONTH: N/A; DUTIES:OWNER 4.)NAME:SLOAN FINANCIAL GROUP, LLC; INV RELATED:NO; ADDRESS:1474 HIGHWAY 55 EAST CLOVER, SC 29710; NATURE:LIFE, LONGTERM CARE INSURANCE, ANNUITIES, MEDICARE SUPPLEMENTS, DISABILITY INSURANCE, SECURITIES, TAX PREPARATION; POSITION:ALL FEES, COMMISSIONS ARE PAID TO SLOAN FINANCIAL GROUP, LLC AND ALL EXPENSES ARE PAID FROM SLOAN FINANCIAL GROUP, LLC. THIS IS THE NAME USED IN ADVERTISING; START DATE:APPROXIMATELY 2000; HOURS/MONTH:284; TRADING HOURS/MONTH:284; DUTIES: OWNER 5.)NAME:RADIO SHOW - RETIREMENT ARCHITECT; INV RELATED:NO; ADDRESS:; NATURE:HOST RADIO SHOW ON VARIOUS TOPICS; POSITION:HOST; START DATE:4/1/2016; HOURS/MONTH:2; TRADING HOURS/MONTH:2; DUTIES:HOST 6.)NAME:ESTATE DOCS PRO.; INV RELATED:NO; ADDRESS:2700 N. CENTRAL AVENUE 9TH FLOOR PHOENIX, AZ 85004; NATURE:PROVIDES ON LINE SOFTWARE SUBSCRIPTION FOR ESTATE PLANNING DOCUMENTS; POSITION:I SUBSCRIBE TO THE SOFTWARE FOR CLIENT USE; START DATE:5/1/2019; HOURS/MONTH:N/A; TRADING HOURS/MONTH:N/A; DUTIES:GIVE CLIENTS THE LINK FOR ESTATE DOC PREPARATION WHEN APPROPRIATE 7)NAME: MICHAEL K. SMITH REVOCABLE TRUST; INV RELATED:NO; ADDRESS:1474 HIGHWAY 55 EAST CLOVER, SC 29710; NATURE: MICHAEL K. SMITH NAMED ME AS A SUCCESSOR TRUSTEE & BENEFICIARY UPON HIS DEATH; POSITION:TRUSTEE; START DATE: MICHAEL DIED 08/15/2011. THE TRUST WAS NOT FUNDED UNTIL PROBATE SETTLED & LAND WAS DEEDED TO THE TRUST IN NOVEMBER 2018; HOURS/MONTH:4; TRADING HOURS/MONTH: 4; DUTIES: HANDLE THE PROPERTY OF THE TRUST AS TRUSTEE 8.)NAME:FINANCIAL BUSINESS MANAGEMENT INC.; INV RELATED:NO; ADDRESS:717 ADMIRALS WAY CLOVER, SC 29710; NATURE:TAX PLANNING FOR PERSONAL BUSINESS ADDETS; POSITION:OWNER; START DATE:11/18/2009; HOURS/MONTH:20; TRADING HOURS/MONTH:N/A; DUTIES:HOLD MEETINGS FOR PERSONAL BUSINESS PLANNING. 9.)NAME:LIDO, LLC; INV RELATED:NO; ADDRESS:717 ADMIRALS WAY CLOVER, SC 2971; NATURE:HOLDS TITLE FOR RENTAL PROPERTY; POSITIONOWNER; START DATE:12/01/2008; HOURS/MONTH:N/A; TRADING HOURS/MONTH:N/A; DUTIES:HOLDS TITLE TO RENTAL PROPERTY AS DETERMINED BY TAX ATTORNEY
CRS (Client Relationship Summary) - RIA
Click below to view Angela Denise Sloan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Angela Denise Sloan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 29, 2009 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1474 Highway 55 East Suite 500, Clover, SC 29710RIA
BD
CRD#: 23224
Clover, SC
Current
January 19, 2006 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 1474 Highway 55 East Suite 500, Clover, SC 29710RIA
BD
CRD#: 23224
Clover, SC
Past
December 5, 2003 - January 3, 2006
SOUTHEAST INVESTMENTS, N.C., INC.
BD
CRD#: 43035
CHARLOTTE, NC
Past
October 22, 1991 - November 25, 2003
AMERICAN CLASSIC SECURITIES, INC.
BD
CRD#: 25399
PONTE VEDRA, FL
Past
May 9, 1991 - November 1, 1991
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
February 26, 1987 - May 14, 1991
PFS INVESTMENTS INC.
BD
CRD#: 10111
DULUTH, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/20/2015)
RR
Florida(7/29/2014)
RR
Georgia(8/22/2014)
RR
Michigan(4/2/2018)
RR
Missouri(2/12/2015)
RR
New York(8/15/2016)
RR
North Carolina(1/19/2006)
RR
Rhode Island(4/4/2019)
RR
South Carolina(1/19/2006)
IAR
South Carolina(9/29/2009)
RR
Texas(7/29/2014)
IAR
Texas(8/1/2014)
RR
Washington(8/22/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
MADISON AVENUE SECURITIES, LLC
CRD#: 23224Clover, SC 29710TRUST BUT VERIFY
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