Joseph F. Coccaro
Professional summary
Joseph Frank Coccaro, CFP® is a registered financial professional currently at STONECREST CAPITAL MARKETS, INC. located in Austin, Texas.
Joseph is registered as a RR (Registered Representative) and started their career in finance in 1991. Joseph has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joseph Frank Coccaro's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2016 - Present
STONECREST CAPITAL MARKETS, INC.
Office #1: 300 W. 6th Street Suite 1550, Austin, TX 78701December 1, 2006 - June 16, 2016
OSAIC WEALTH, INC.
October 9, 1991 - December 4, 2006
INVESTMENT ADVISORS & CONSULTANTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/31/2016)
(7/29/2016)
Exams
FINRA
Current Firm
STONECREST CAPITAL MARKETS, INC.
CRD#: 39616 / SEC#: , 8-48754
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
