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Lawrence E. Anderson

SA ASSET MANAGEMENT
Woodbury, NY 11797
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CRD#: 1578126
LA

Professional summary


Lawrence Edward Anderson is a registered financial advisor currently at SA ASSET MANAGEMENT, INC. located in Woodbury, New York.

Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lawrence has worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Lawrence Edward Anderson's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 30, 2021 - Present

SA ASSET MANAGEMENT, INC.

Office #1: 136 Woodbury Road, Woodbury, NY 11797
RIA
CRD#: 126096
Woodbury, NY
Past

May 8, 2001 - May 1, 2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

May 8, 2001 - May 1, 2003

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN
Past

May 3, 1999 - May 11, 2001

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
NEW YORK, NY
Past

November 19, 1992 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

October 23, 1986 - November 24, 1992

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

October 23, 1986 - November 24, 1992

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(8/30/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


SA
SA ASSET MANAGEMENT, INC.
S A ASSET MANAGEMENT, INC. | SA ASSET MANAGEMENT, INC.

CRD#: 126096 / SEC#:

New York
Registered Investment Advisory firm - (4/25/2003 Approved)
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Contact information


Main Address
136 Woodbury Road, Woodbury, NY 11797
Mailing Address
Phone number
(516) 639-5428
Established
Firm type
Fiscal year end
# of Employees
2

Documents


Latest Form ADV

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SA ASSET MANAGEMENT, INC.

CRD#: 126096Woodbury, NY 11797

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