Gerald L. Clark
Professional summary
Gerald Lowell Clark, who also goes by Jerry L Clark, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Gerald is registered as a RR (Registered Representative) and started their career in finance in 1987. Gerald has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerald Lowell Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 2, 2017 - April 12, 2019
RAYMOND JAMES & ASSOCIATES, INC.
April 17, 2009 - December 31, 2016
WOODBURY FINANCIAL SERVICES, INC.
January 22, 1997 - April 9, 2009
HIMCO DISTRIBUTION SERVICES COMPANY
January 23, 1994 - January 22, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
May 7, 1992 - January 5, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 5, 1992 - May 11, 1992
HORNOR, TOWNSEND & KENT, LLC
June 24, 1987 - January 31, 1992
MONARCH SECURITIES, INC.
March 11, 1987 - June 4, 1987
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/12/2021)
(6/10/2019)
(5/15/2023)
(5/21/2025)
(11/23/2021)
(6/10/2019)
(6/10/2019)
(1/21/2022)
(8/24/2021)
(3/9/2023)
(6/10/2019)
(9/15/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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