Ronald Sarno
Professional summary
Ronald Sarno SR, who also goes by Ronald Sarno, is a registered financial professional currently at SAXONY SECURITIES, INC. located in St. Louis, Missouri.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1986. Ronald has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Sarno SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 2, 2003 - Present
SAXONY SECURITIES, INC.
Office #1: 11152 S Towne Square, St. Louis, MO 63123May 31, 1995 - September 8, 2003
CLEARING SERVICES OF AMERICA, INC.
July 2, 1991 - May 4, 1995
AFM INVESTMENTS, INC.
October 18, 1990 - August 9, 1991
PRINCETON FINANCIAL GROUP, INC.
April 5, 1989 - October 24, 1990
PARAGON CAPITAL MARKETS, INC.
December 26, 1986 - September 13, 1991
MONMOUTH INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/26/2007)
(1/26/2012)
(10/1/2003)
(10/29/2003)
(9/10/2004)
(2/14/2023)
Exams
FINRA
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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