Darrell P. Walker
Professional summary
Darrell Peers Walker, who also goes by Darrell Walker, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Alameda, California.
Darrell is registered as a RR (Registered Representative) and started their career in finance in 1986. Darrell has worked at 9 firms and has passed the Series 63, Series 7TO, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darrell Peers Walker's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 560 Park St, Alameda, CA 94501Office #2: 1215 9th Ave Ste B, San Francisco, CA 94122March 30, 2017 - September 24, 2020
ALLSTATE FINANCIAL SERVICES, LLC
May 13, 2015 - January 9, 2017
STATE FARM VP MANAGEMENT CORP.
February 2, 2012 - November 15, 2013
MKM PARTNERS LLC
March 6, 2009 - December 12, 2011
WEDBUSH SECURITIES INC.
January 3, 2002 - July 8, 2009
PACIFIC GROWTH EQUITIES, LLC
February 14, 2000 - December 21, 2001
W.R. HAMBRECHT + CO., LLC
June 27, 1995 - January 7, 2000
VOLPE BROWN WHELAN & COMPANY, LLC
September 23, 1991 - June 12, 1995
HAMBRECHT & QUIST LLC
October 23, 1986 - August 22, 1991
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/24/2020)
Exams
Series 7TO
Date: 3/14/2024
General Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WIEDUWILT, ANDREW PATRICK | VICE PRESIDENT | 8074278 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
