Thomas M. Benninger
Professional summary
Thomas Michael Benninger is a registered financial professional currently at GLC SECURITIES, LLC located in San Francisco, California.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1989. Thomas has worked at 6 firms and has passed the Series 66, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Michael Benninger's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2010 - Present
GLC SECURITIES, LLC
Office #1: 135 Main Street Suite 1120, San Francisco, CA 94105-1815May 22, 2001 - April 19, 2006
UBS SECURITIES LLC
November 3, 2000 - June 4, 2001
CREDIT SUISSE SECURITIES (USA) LLC
June 2, 1994 - June 5, 2001
PERSHING LLC
June 1, 1990 - April 29, 1994
CITIGROUP GLOBAL MARKETS INC.
February 23, 1989 - March 3, 1990
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/26/2011)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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