Gregory J. Attorri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Joseph Attorri, who also goes by Gregory Attorri, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1995. Gregory had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 12, 2016 - August 31, 2017
INDIAN HARBOR, LLC
February 8, 2013 - March 1, 2019
KARBONE CAPITAL MARKETS, LLC
December 13, 2011 - February 11, 2013
MIDDLEBURY SECURITIES LLC
April 4, 2006 - April 6, 2009
WALLER CAPITAL SECURITIES LLC
July 9, 2003 - May 3, 2006
WELLS FARGO SECURITIES, LLC
September 18, 2002 - July 3, 2003
WELLS FARGO CLEARING SERVICES, LLC
November 22, 2000 - June 6, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 4, 1995 - June 12, 2000
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Exams
Current Firm
INDIAN HARBOR, LLC
CRD#: 115584 / SEC#: , 8-53508
Contact information
Documents
Red Flags
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