Samuel R. Granett
Professional summary
Samuel Ray Granett, who also goes by Sam Granett, is a registered financial professional currently at NORTHVIEW ADVISORS LLC located in Austin, Texas.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 1986. Samuel has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 72, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel Ray Granett's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2023 - Present
NORTHVIEW ADVISORS LLC
March 12, 2014 - January 7, 2016
WORLD EQUITY GROUP, INC.
March 12, 2014 - March 21, 2024
WORLD EQUITY GROUP, INC.
November 19, 2012 - December 31, 2012
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
July 9, 2012 - September 4, 2020
NORTHVIEW ASSET MANAGEMENT, LLC
April 25, 2012 - March 17, 2014
INTERNATIONAL ASSETS ADVISORY, LLC
August 27, 2010 - May 23, 2012
WOODSTOCK FINANCIAL GROUP, INC.
August 6, 2010 - August 27, 2010
CRESCENT SECURITIES GROUP, INC.
March 19, 2009 - July 13, 2012
NORTHVIEW ASSET MANAGEMENT, LLC
October 26, 2007 - December 31, 2008
NORTHVIEW ASSET MANAGEMENT, LLC
December 26, 1986 - August 26, 2010
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2023)
Exams
Series 99TO
Date: 9/1/2023
Operations Professional ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
NORTHVIEW ADVISORS LLC
CRD#: 323786 / SEC#: , 8-71005
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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