Kevin J. Burke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Joseph Burke, who also goes by Kevin Burke, was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 15 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 23, 2015 - July 1, 2015
ASSOCIATED INVESTMENT SERVICES, INC.
March 10, 2015 - July 1, 2015
ASSOCIATED INVESTMENT SERVICES, INC.
July 5, 2013 - February 4, 2015
PNC WEALTH MANAGEMENT LLC
July 5, 2013 - February 4, 2015
PNC WEALTH MANAGEMENT LLC
October 30, 2012 - June 14, 2013
J.P. MORGAN SECURITIES LLC
October 30, 2012 - June 14, 2013
J.P. MORGAN SECURITIES LLC
November 7, 2011 - October 8, 2012
EDWARD JONES
October 24, 2011 - October 8, 2012
EDWARD JONES
February 9, 2010 - November 8, 2011
MELVIN SECURITIES, L.L.C.
January 2, 2008 - January 5, 2010
FORESIDE DISTRIBUTION SERVICES, L.P.
December 1, 2006 - December 31, 2007
HOLLAND CAPITAL MANAGEMENT, L.P.
June 13, 2006 - December 5, 2006
NEW ENGLAND SECURITIES
January 13, 2004 - October 6, 2004
KABRIK TRADING LLC
July 26, 2002 - December 31, 2003
NT SECURITIES LLC
April 4, 2001 - October 17, 2001
WELLS FARGO CLEARING SERVICES, LLC
November 2, 1998 - September 7, 2000
GEORGE K. BAUM & COMPANY
March 8, 1994 - September 4, 1998
CAPIS
September 4, 1990 - January 17, 1994
WELLS FARGO CLEARING SERVICES, LLC
March 13, 1989 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
October 24, 1986 - February 28, 1989
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
ASSOCIATED INVESTMENT SERVICES, INC.
CRD#: 1464 / SEC#: 801-71639, 8-99
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/10/2003
Limited Representative-Equity Trader ExamCurrent Firm
ASSOCIATED INVESTMENT SERVICES, INC.
CRD#: 1464 / SEC#: 801-71639, 8-99
Contact information
SEC notice filing (19 States and Territories)
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSOCIATED TRUST COMPANY, N.A. | SOLE SHAREHOLDER | |
| ARNOLD, ANDREW JAMES | DIRECTOR, TREASURER | 7744204 |
| BIESE, JUSTIN MICHAEL | PRINCIPAL, FINANCIAL REPORTING | 8134423 |
| CRAVILLION, BETH ANN | DIRECTOR OF SUPPORT SERVICES | 4770231 |
| DELOYE, DENNIS MICHAEL | DIRECTOR, BOARD OF DIRECTORS | 7555524 |
| HLADIO, JAYNE CLARA | DIRECTOR, BOARD OF DIRECTORS | 2497546 |
| HOCHHOLZER, MICHAEL ROBERT | DIRECTOR, BOARD OF DIRECTORS | 2878493 |
| KUIPERS, MICHAEL DAVID | DIRECTOR, PRESIDENT & CEO | 2436388 |
| PECORA, ANTHONY PHILIP | CHIEF COMPLIANCE OFFICER | 2975013 |
| SORENSON, HEATH WILLIAM | CHAIRMAN, BOARD OF DIRECTORS | 4528655 |
| ZANDPOUR, STEVEN SIA | DIRECTOR, BOARD OF DIRECTORS | 7174720 |
Regulatory assets under management
| Total Number of Accounts | 5,050 |
| AUM (Assets Under Management) | $ 1,000,633,569 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/15/2025 | ||
| 09/26/2024 | ||
| 08/21/2023 | ||
| 10/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
