Picharn Q. Kullavanijaya
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Picharn Quisumbing Kullavanijaya, who also goes by Noel Na Kullavanijaya, Noel Kullavanijaya, Picharn Noel Kullavanijaya, was a registered financial professional .
Picharn is a previously registered financial professional and started their career in finance in 1986. Picharn had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2011 - July 1, 2024
EQUILIBRIUM CAPITAL SERVICES, LLC
May 10, 2000 - April 24, 2008
CITIGROUP GLOBAL MARKETS INC.
December 22, 1993 - March 1, 2000
GOLDMAN SACHS & CO. LLC
October 22, 1986 - December 15, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
EQUILIBRIUM CAPITAL SERVICES, LLC
CRD#: 155530 / SEC#: , 8-68722
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
