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Calvin C. Knight

Some features on this profile are disabled
CRD#: 1574705
CK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Calvin Courtney Knight was a registered financial professional .

Calvin is a previously registered financial professional and started their career in finance in 1986. Calvin had worked at 8 firms and has passed the Series 63, Series 7TO, Series 52TO, Series 50, Series 7, Series 24, Series 53 and Series 54 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 7, 2019 - January 6, 2022

HARVESTONS SECURITIES, INC.

BD
CRD#: 34509
GREENWOOD VILLAGE, CO
Past

August 19, 2011 - February 11, 2014

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
COLUMBUS, OH
Past

September 3, 2009 - June 30, 2011

ESTRADA HINOJOSA & COMPANY, INC.

BD
CRD#: 19299
CHICAGO, IL
Past

January 9, 2006 - August 12, 2009

RICE FINANCIAL PRODUCTS COMPANY

BD
CRD#: 21606
KANSAS CITY, MO
Past

November 25, 1997 - December 1, 2005

GEORGE K. BAUM & COMPANY

BD
CRD#: 36354
KANSAS CITY, MO
Past

August 9, 1995 - December 10, 1996

HUDSON KNIGHT SECURITIES, INC.

BD
CRD#: 31222
Past

June 27, 1990 - June 1, 1995

PRYOR, COUNTS & CO., INC.

BD
CRD#: 11002
PHILADELPHIA, PA
Past

January 12, 1988 - September 12, 1988

GRIGSBY & ASSOCIATES, INC.

BD
CRD#: 13364
Past

October 22, 1986 - August 11, 1987

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 10/10/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/24/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 3/24/2024
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 50
Date: 4/21/2017
Municipal Advisor Representative Qualification Exam
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/24/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 3/24/2024
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 54
Date: 6/27/2019
Municipal Advisor Principal Qualification Examination

Current Firm

HS
HARVESTONS SECURITIES, INC.
HARVESTONS SECURITIES, INC.

CRD#: 34509 / SEC#: , 8-46293

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
8301 E. Prentice Ave. Suite 305, Greenwood Village, CO 80111
Mailing Address
8301 E. Prentice Ave. Suite 305, Greenwood Village, CO 80111
Phone number
(303) 832-8887
Established
Colorado since 01/15/1993
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BASSEY, MORGAN OKONCCO2279731
BASSEY, MORGAN OKONPRESIDENT/ CEO2279731
BASSEY, SUPANGEXECUTIVE VICE PRESIDENT2910155

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HARVESTONS SECURITIES, INC.

CRD#: 34509

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