Mark J. Rowe
Professional summary
Mark Jeffrey Rowe, who also goes by Mark Jeffrey Rowe, Mark Rowe, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1986. Mark has worked at 16 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark Jeffrey Rowe's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901May 30, 2017 - October 17, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 19, 2017 - October 17, 2019
WELLS FARGO CLEARING SERVICES, LLC
December 11, 2014 - April 5, 2017
P.J. ROBB VARIABLE, LLC
October 2, 2012 - November 21, 2014
THE NEW PENFACS INC.
April 13, 2009 - November 30, 2010
WOODBURY FINANCIAL SERVICES, INC.
April 9, 2009 - November 30, 2010
WOODBURY FINANCIAL SERVICES, INC.
December 1, 2006 - May 2, 2007
QUESTAR CAPITAL CORPORATION
November 18, 2004 - June 16, 2006
USALLIANZ SECURITIES, INC.
November 18, 2004 - December 1, 2006
USALLIANZ SECURITIES, INC.
March 4, 2003 - December 9, 2004
ALLSTATE FINANCIAL SERVICES, LLC
May 1, 2000 - March 18, 2003
NATIONAL PLANNING CORPORATION
May 1, 2000 - March 18, 2003
NATIONAL PLANNING CORPORATION
July 23, 1999 - May 1, 2000
ASSET PLANNING SOLUTIONS, INC.
August 27, 1997 - October 6, 1999
FIRST ALLIED SECURITIES, INC.
March 5, 1997 - August 29, 1997
PIM FINANCIAL SERVICES, INC.
February 27, 1991 - March 19, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 27, 1991 - March 19, 1997
SIGNATOR INVESTORS, INC.
April 20, 1988 - April 17, 1990
LINCOLN FINANCIAL DISTRIBUTORS, INC.
November 4, 1986 - November 24, 1987
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/3/2019)
Exams
Series 62
Date: 10/14/1988
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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