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George Michael Mara Jr

CRD# 1574331·Registered 2001 - 2023
Previously Registered: Being a previously registered professional could mean that George is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

George Michael Mara JR, who also goes by George Michael Jr Mara, was a registered financial advisor. George was a previously registered financial professional and started their career in finance 2001 - 2023. George had worked at 7 firms and has passed the Series 7TO, SIE and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

George Michael Jr Mara

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

BOENNING & SCATTERGOOD, INC.·CRD# 100
RIA
West Conshohocken, PA
April 16, 2019 - April 25, 2023
BOENNING & SCATTERGOOD, INC.·CRD# 100
BD
West Conshohocken, PA
January 30, 2019 - April 3, 2023
DAUTRICH, SEILER FINANCIAL SERVICES, INC.·CRD# 29421
BD
Fort Washington, PA
November 15, 2011 - October 12, 2012
ICC CAPITAL MANAGEMENT INC·CRD# 108806
RIA
Orlando, FL
October 6, 2011 - February 21, 2013
Q PRIME, INC.·CRD# 41063
BD
Malvern, PA
February 18, 2008 - June 17, 2009
VALLEY FORGE CAPITAL ADVISORS, INC.·CRD# 123652
RIA
Valley Forge, PA
August 4, 2003 - December 31, 2011
CITCO MUTUAL FUND DISTRIBUTORS, INC.·CRD# 41920
BD
Malvern, PA
November 26, 2002 - February 23, 2006
EAST COAST CONSULTANTS, INC.·CRD# 38380
BD
Malvern, PA
January 26, 2001 - November 14, 2002

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Current Firm

BOENNING & SCATTERGOOD, INC.
BOENNING & SCATTERGOOD, INC.

1914 ADVISORS | BOENNING & SCATTERGOOD, INC. | BOENNING & SCATTERGOOD ASSET MANAGEMENT

CRD#: 100 / SEC#: 801-68111, 8-15543
BD
Terminated by SEC on 04/04/2023

Contact Information

Main Address

Four Tower Bridge 200 Barr Harbor Drive Suite 300, West Conshohocken, PA, 19428

Phone Number

(800) 883-1212

Established

Pennsylvania since 01/01/1970

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

76

Documents

Latest Form ADV

Part 2 Brochures

1914 ADVISORS WRAP FEE BROCHURE (5/27/2022)

Direct owners and executive officers

NamePositionCRD#
BOENNING & SCATTERGOOD HOLDINGSHOLDING CO OF BOENNING & SCATTERGOOD INC—
MADDALONI, ANDREW MICHAELDIRECTOR2825865
MARA, GEORGE MICHAEL JRCHIEF COMPLIANCE OFFICER1574331
MARA, GEORGE MICHAEL JRPRESIDENT1574331
SCATTERGOOD, HAROLD FRANCIS JRDIRECTOR412133
STANNARD, JEFFREY TAPPANDIRECTOR1337225
WEIGAND, DALE ROBERTDIRECTOR, CHIEF FINANCIAL OFFICER,FINOP1374549

Regulatory Assets Under Management

Total Number of Accounts

1,321

AUM (Assets Under Management)

$1,157,621,985

Disclosures

Regulatory Event

22

Civil Event

1

Arbitration

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Member of Board of Trustee's at Emerson College (Boston, MA). Member of the Investment Committee of the Endowment

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Jan 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Dec 2018About the SIE exam

Series 24 — General Securities Principal Examination

Passed Apr 2019About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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