Nicholas A. Stephens

EDGEWOOD MANAGEMENT LLC

Greenwich, CT 06830-7181

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CRD#: 1574180

Professional summary

Nicholas Andrew Stephens is a registered financial advisor currently at EDGEWOOD MANAGEMENT LLC located in Greenwich, Connecticut.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Nicholas has worked at 1 firm and has passed the Series 24 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Stephens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2013 - Present

EDGEWOOD MANAGEMENT LLC

Office #1: 600 Steamboat Road Suite 103, Greenwich, CT 06830-7181

RIA

CRD#: 106647

Greenwich, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EDGEWOOD MANAGEMENT LLC

EDGEWOOD MANAGEMENT CO | EDGEWOOD MANAGEMENT LLC

CRD#: 106647 / SEC#: 801-9970

RIA

Registered Investment Advisory firm - (5/8/1974 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/5/2021)

IAR

Texas
(2/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Principal/Supervisory Exam

Series 24

Date: 9/26/1986

General Securities Principal Examination

Current Firm

EDGEWOOD MANAGEMENT LLC

EDGEWOOD MANAGEMENT CO | EDGEWOOD MANAGEMENT LLC

CRD#: 106647 / SEC#: 801-9970

RIA

Registered Investment Advisory firm - (5/8/1974 Approved)

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Contact information

Main Address

600 Steamboat Road Suite 103, Greenwich, CT 06830-7181

Mailing Address

Phone number

(203) 769-7606

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EDGEWOOD MANAGEMENT LLC FORM ADV PART 2A AS OF MARCH 28, 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,351
AUM (Assets Under Management)	$ 35,937,415,715

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2024	Cover Page	Report
08/25/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicholas A. Stephens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Andrew Stephens's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDGEWOOD MANAGEMENT LLC

Primary Firm SEC Registration

EDGEWOOD MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 24

Date: 9/26/1986

Current Firm

EDGEWOOD MANAGEMENT LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EDGEWOOD MANAGEMENT LLC

TRUST BUT VERIFY

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