David C. Olson
Professional summary
David C Olson, who also goes by David Charles Olson, is a registered financial professional currently at MORGAN STANLEY & CO. LLC located in New York, New York.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David C Olson's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2023 - Present
MORGAN STANLEY & CO. LLC
Office #1: 1585 Broadway, New York, NY 10036-8293June 13, 2014 - December 16, 2022
NATWEST MARKETS SECURITIES INC.
February 28, 2011 - October 11, 2013
TD SECURITIES (USA) LLC
June 17, 2009 - February 18, 2011
COHEN & COMPANY SECURITIES, LLC
August 15, 2006 - February 18, 2009
MERRILL LYNCH GOVERNMENT SECURITIES INC.
June 29, 2005 - February 18, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 9, 2001 - May 6, 2005
BANC OF AMERICA SECURITIES LLC
June 30, 1998 - December 5, 2000
NOMURA SECURITIES INTERNATIONAL, INC.
October 13, 1987 - June 26, 1998
UBS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2023)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional Examination24X National Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MIAX Sapphire
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
