Richard W. Kidd

TRIDENT ADVISORS LLC

Woodbury, NY 11797

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CRD#: 1573270

Professional summary

Richard Webster Kidd is a registered financial advisor currently at TRIDENT ADVISORS LLC located in Woodbury, New York and TRIDENT PARTNERS LTD. located in Woodbury, New York.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Richard has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

5/14/2018, American Business, 45 West 45th St. NY, NY 10036, Life insurance, Disability Insurance and Annuities. Hours as needed per month and during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Webster Kidd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2016 - Present

TRIDENT ADVISORS LLC

Office #1: 181 Crossways Park Drive, Woodbury, NY 11797

RIA

CRD#: 145231

Woodbury, NY

Current

December 5, 2016 - Present

TRIDENT PARTNERS LTD.

Office #1: 181 Crossways Park Drive, Woodbury, NY 11797Office #2: 181 Crossways Park Drive, Woodbury, NY 11797

CRD#: 41258

Woodbury, NY

Past

April 29, 2005 - December 16, 2016

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

JERICHO, NY

Past

March 9, 2002 - December 16, 2016

RBC CAPITAL MARKETS, LLC

CRD#: 31194

JERICHO, NY

Past

March 7, 1997 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

September 22, 1995 - March 12, 1997

CITISTREET EQUITIES LLC

CRD#: 7447

SOMERSET, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(12/5/2016)

IAR

California
(12/14/2016)

Connecticut
(12/5/2016)

IAR

Connecticut
(5/20/2020)

Delaware
(5/4/2023)

Florida
(12/5/2016)

Georgia
(12/5/2016)

Hawaii
(3/23/2023)

Maryland
(12/5/2016)

Massachusetts
(12/5/2016)

Missouri
(12/5/2016)

New Jersey
(12/5/2016)

New York
(12/5/2016)

North Carolina
(12/5/2016)

Ohio
(12/5/2016)

Pennsylvania
(12/5/2016)

Texas
(12/5/2016)

Virginia
(12/5/2016)

Washington
(5/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/8/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/12/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/21/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRIDENT ADVISORS LLC

MADISON GLOBAL PARTNERS LLC | TRIDENT ADVISORS LLC

CRD#: 145231 / SEC#:

California

Registered Investment Advisory firm - (4/11/2008 Approved)

Connecticut

Registered Investment Advisory firm - (1/14/2013 Approved)

Florida

Registered Investment Advisory firm - (3/19/2009 Approved)

Maryland

Registered Investment Advisory firm - (4/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (1/15/2013 Approved)

New York

Registered Investment Advisory firm - (4/1/2013 Approved)

North Carolina

Registered Investment Advisory firm - (3/24/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

181 Crossways Park Drive, Woodbury, NY 11797

Mailing Address

Phone number

(516) 681-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 12,185,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Richard W. Kidd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Webster Kidd's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRIDENT PARTNERS LTD.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

CITISTREET EQUITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/1997

Series 63

Date: 9/8/1995

SIE

Date: 10/1/2018

Series 7

Date: 5/12/1997

Series 6

Date: 9/21/1995

FINRA

Current Firm

TRIDENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TRIDENT ADVISORS LLC

TRUST BUT VERIFY

Contact information

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