SM
Steven D. Meier
EAGLE STRATEGIES LLC
COLUMBUS, OH 43215
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CRD#: 1573058
SM
Professional summary
Steven D Meier, ChFC®, CLU®, who also goes by Steven Daniel Meier, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Columbus, Ohio and NYLIFE SECURITIES LLC located in Columbus, Ohio.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Steven has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Daniel Meier
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[OPERATING UNDER THE DBA NAME OF CARDINAL FIANCIAL ADVISERS, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; COLUMBUS, OH] [NYLARC Holding Company, Inc.; Re insuring the life insurance that I write with New York Life; 51 Madison Avenue, New York, NY 10010; Start Date 06/2008; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [The Catholic Foundation; The Catholic Foundation is a foundation of the Catholic Diocese of Columbus Ohio serving 23 counties. They use gifts to help spread the Light to those touched by the parishes, schools and ministries that they serve.; 257 East Broad Street, Columbus, Ohio 43215; Start Date 07/2019; Role/Title: Board Member; Investment Related; 4 hours per month; 1 hours per month during securities trading hours'; adviser to the Foundation and their mission. Vice Chair of Executive Committee and Chair of Investment Committee]
CRS (Client Relationship Summary) - RIA
Click below to view Steven D Meier's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
August 18, 1999 - Present
EAGLE STRATEGIES LLC
Office #1: 150 E Mound Street Suite 301, Columbus, OH 43215RIA
CRD#: 110826
COLUMBUS, OH
Current
October 27, 1992 - Present
NYLIFE SECURITIES LLC
Office #1: 150 E Mound Street Suite 303, Columbus, OH 43215BD
CRD#: 5167
Columbus, OH
Past
February 7, 1990 - January 2, 1992
NEW ENGLAND SECURITIES
BD
CRD#: 615
NEW YORK, NY
Past
January 1, 1987 - January 13, 1990
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/7/2017)
RR
Florida(3/21/2012)
RR
Kentucky(1/25/2011)
RR
Michigan(1/20/2021)
RR
Mississippi(4/24/2019)
RR
Montana(4/6/2022)
RR
New York(3/9/2018)
RR
North Carolina(8/29/2017)
RR
Ohio(10/28/1992)
IAR
Ohio(8/18/1999)
RR
Texas(9/28/2021)
IAR
Texas(10/5/2021)
RR
Washington(5/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/7/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
