Ruel R. Hightower
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ruel Rufus Hightower JR was a registered financial professional .
Ruel is a previously registered financial professional and started their career in finance in 1987. Ruel had worked at 8 firms and has passed the Series 63, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 25, 2003 - May 28, 2008
COUNTRY CLUB FINANCIAL SERVICES, LLC
April 1, 1999 - October 4, 2001
BANC ONE CAPITAL MARKETS, INC.
November 10, 1997 - April 1, 1999
BANC ONE CAPITAL MARKETS, INC.
March 27, 1995 - August 14, 1996
VONFELDT & ASSOCIATES, INC.
November 3, 1994 - February 3, 1995
MOMENTUM INDEPENDENT NETWORK INC.
June 8, 1993 - October 11, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 3, 1991 - May 10, 1993
WACHOVIA BROKERAGE SERVICE
September 29, 1987 - April 8, 1989
F T CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COUNTRY CLUB FINANCIAL SERVICES, LLC
CRD#: 29807 / SEC#: 801-61022, 8-44574
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COUNTRY CLUB BANK | PARENT OF APPLICANT | |
| DERSHEMVEGA, SANDRA LYNNE | PRESIDENT, CCO, FINANCIAL OPERATIONS PRINCIPAL, DIRECTOR | 2702481 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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