Stephen P. Cronin

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CRD#: 1572129

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stephen Paul Cronin, who also goes by Steve Cronin, Stevie Cronin, was a registered financial professional .

Stephen is a previously registered financial professional and started their career in finance in 1986. Stephen had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Steve Cronin | Stevie Cronin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FROM 8/1/2001 - PRESENT SELF EMPLOYED AS A MUSICIAN IN A LOCAL BAND, AT 16 MONMOUTH STREET, QUINCY, MA 02171. DUTIES PERFORMED ARE NOT INVESTMENT RELATED AND NOT DURING TRADING HOURS. TIME SPENT IS APPROXIMIATELY 1 HOUR A MONTH.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 22, 2018 - December 22, 2023

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Quincy, MA

Past

November 19, 2014 - December 22, 2023

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

BOSTON, MA

Past

November 17, 2014 - December 22, 2023

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

QUINCY, MA

Past

November 17, 2014 - December 22, 2023

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Quincy, MA

Past

June 5, 2014 - December 22, 2023

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

August 27, 2013 - May 27, 2014

ASCENSUS FINANCIAL SERVICES, LLC.

CRD#: 147257

DRESHER, PA

Past

April 19, 2012 - August 2, 2013

P.J. ROBB VARIABLE, LLC

CRD#: 38339

MEMPHIS, TN

Past

November 29, 1994 - April 17, 1998

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Past

October 15, 1986 - July 19, 1988

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

CRD#: 7325

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/14/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/2/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/18/2012

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/31/2018

General Securities Principal Examination

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED CLOVER INVESTMENT ADVISORS, A DIVISION OF FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP. | FEDERATED CLOVER INVESTMENT ADVISORS

CRD#: 106277 / SEC#: 801-49470

RIA

Registered Investment Advisory firm - (6/22/1995 Approved)

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Contact information

Main Address

101 Park Avenue Suite 4100, New York, NY 10178-0002

Mailing Address

Phone number

(212) 905-4100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FGIMC SUMMARY OF CHANGES (3/14/2025)

2025 FGIMC FORM ADV PART 2 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 14,819,533,515

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen P. Cronin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED SECURITIES CORP.

ASCENSUS FINANCIAL SERVICES, LLC.

P.J. ROBB VARIABLE, LLC

FEDERATED SECURITIES CORP.

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

Primary Firm SEC Registration

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2014

Series 63

Date: 8/14/2012

SIE

Date: 10/1/2018

Series 7

Date: 9/2/2014

Series 6

Date: 4/18/2012

Series 24

Date: 3/31/2018

Current Firm

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

TRUST BUT VERIFY

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