Trisha A. Miller
Professional summary
Trisha Annette Miller, CFP®, who also goes by Trisha Annette Miller, Trisha Annette Soester, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Washington, District Of Columbia.
Trisha is registered as a RR (Registered Representative) and started their career in finance in 1987. Trisha has worked at 15 firms and has passed the Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Trisha Annette Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2021 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 1275 New Jersey Ave. Se Suite 601, Washington, DC 20003April 17, 2019 - May 3, 2021
ROBERT A. STANGER & COMPANY, INC.
October 16, 2017 - November 29, 2018
STARWOOD CAPITAL, L.L.C.
August 21, 2008 - October 2, 2017
CAREY FINANCIAL, LLC
July 13, 2005 - August 18, 2008
RYDEX ADVISORY SERVICES, LLC
July 13, 2005 - August 18, 2008
GUGGENHEIM DISTRIBUTORS, LLC
February 18, 2005 - July 18, 2005
GLOBAL ATLANTIC DISTRIBUTORS, LLC
April 26, 2004 - February 10, 2005
FSC SECURITIES CORPORATION
June 5, 1998 - April 6, 2004
BOFA DISTRIBUTORS, INC.
August 7, 1995 - May 6, 1997
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 15, 1994 - August 17, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
January 25, 1991 - October 13, 1994
AMERICAN CAPITAL MARKETING, INC.
September 12, 1989 - December 11, 1990
BARING & BROWN, INC.
April 18, 1988 - September 14, 1989
R.C. WILLIAMS CAPITAL & SECURITIES CORP.
February 6, 1987 - October 9, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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