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Gary C. Cook
CETERA INVESTMENT ADVISERS LLC
Dallas, TX 75243
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CRD#: 1570967
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Professional summary
Gary Clark Cook, AIF®, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Dallas, Texas and CETERA WEALTH SERVICES, LLC located in Dallas, Texas.
Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/1995 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: COOK FINANCIAL SERVICES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 01/1996 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: MANAGE THE PRACTICE
CRS (Client Relationship Summary) - RIA
Click below to view Gary Clark Cook's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1989
Experience
Current
July 12, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 12655 N Central Expressway Suite 812, Dallas, TX 75243RIA
CRD#: 105644
Dallas, TX
Current
July 12, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 12655 N Central Expressway Suite 812, Dallas, TX 75243BD
CRD#: 13572
Dallas, TX
Past
January 3, 2011 - July 12, 2023
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
DALLAS, TX
Past
January 3, 2011 - July 12, 2023
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
DALLAS, TX
Past
May 2, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
RIA
CRD#: 34815
DALLAS, TX
Past
May 2, 2006 - January 3, 2011
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
DALLAS, TX
Past
March 14, 2005 - May 31, 2006
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
DALLAS, TX
Past
October 29, 1996 - May 31, 2006
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
DALLAS, TX
Past
August 15, 1994 - October 23, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
October 23, 1986 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/15/2023)
RR
California(7/12/2023)
RR
Connecticut(7/12/2023)
RR
Florida(7/12/2023)
RR
Georgia(7/12/2023)
RR
Kentucky(10/1/2025)
RR
Louisiana(10/9/2024)
RR
Nevada(7/12/2023)
RR
New Jersey(7/12/2023)
RR
New Mexico(7/17/2024)
RR
New York(7/12/2023)
RR
Ohio(7/12/2023)
RR
Oklahoma(10/9/2024)
RR
South Carolina(7/12/2023)
RR
Texas(7/12/2023)
IAR
Texas(7/12/2023)
RR
Utah(2/13/2024)
RR
Virginia(7/12/2023)
RR
Washington(7/12/2023)
RR
Wisconsin(7/12/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Dallas, TX 75243TRUST BUT VERIFY
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