Ronald M. Banaszek
Professional summary
Ronald Michael Banaszek is a registered financial professional currently at BLAYLOCK VAN, LLC located in New York, New York.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1987. Ronald has worked at 8 firms and has passed the Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Michael Banaszek's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2021 - Present
BLAYLOCK VAN, LLC
Office #1: 600 Lexington Avenue 3rd Floor, New York, NY 10022March 16, 2010 - August 20, 2021
SAMUEL A. RAMIREZ & COMPANY, INC.
October 1, 2008 - March 19, 2010
UBS FINANCIAL SERVICES INC.
January 16, 2006 - October 21, 2008
UBS SECURITIES LLC
February 16, 2005 - January 16, 2006
UBS FINANCIAL SERVICES INC.
January 8, 1997 - July 21, 1999
ADVEST, INC.
July 14, 1995 - February 5, 1996
PIPER SANDLER & CO.
October 15, 1992 - August 23, 1995
SMITH MITCHELL INVESTMENT GROUP INC.
March 24, 1987 - August 31, 1992
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2025)
(4/3/2025)
(12/23/2021)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
BLAYLOCK VAN, LLC
CRD#: 145317 / SEC#: 801-69136, 8-67721
Contact information
FINRA licenses (36 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBERT VAN SECURITIES, INC | SOLE VOTING MEMBER | |
| BLAYLOCK & COMPANY, INC | NON-VOTING MEMBER | |
| CIULLA, ALEXANDER JOHN | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2635660 |
| HOUGH, JERVIS BENNETT | BD CHIEF COMPLIANCE OFFICER, CHIEF OPERATIONS OFFICER | 4291302 |
| KALISPEL TRIBAL ECONOMIC AUTHORITY | NON-VOTING MEMBER | |
| SEAPORT GLOBAL SECURITIES LLC | SHAREHOLDER | 116270 |
| STANDIFER, ERIC VAN | MANAGER; CEO; GSP; MSP | 1025776 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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