Alan H. Howard
Professional summary
Alan Hugh Howard is a registered financial professional currently at LSH PARTNERS SECURITIES LLC located in New York, New York.
Alan is registered as a RR (Registered Representative) and started their career in finance in 1986. Alan has worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alan Hugh Howard's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 20, 2025 - Present
LSH PARTNERS SECURITIES LLC
Office #1: 780 Third Avenue 11th Floor, New York, NY 10017March 19, 2013 - March 31, 2020
ROSSOFF & CO. LLC
December 20, 2010 - April 12, 2011
SARATOGA CAPITAL MARKETS
May 21, 2008 - December 26, 2008
CYGNI SECURITIES, LLC
November 3, 2000 - July 28, 2006
CREDIT SUISSE SECURITIES (USA) LLC
April 26, 1999 - September 27, 2002
PERSHING LLC
October 22, 1986 - May 13, 1999
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/3/2024
General Securities Representative ExaminationSeries 79TO
Date: 1/3/2024
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LSH PARTNERS SECURITIES LLC
CRD#: 284952 / SEC#: , 8-69817
Contact information
FINRA licenses (39 States and Territories)
Documents
Red Flags
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