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AH

Alan H. Howard

LSH PARTNERS SECURITIES
NEW YORK, NY 10017
Some features on this profile are disabled
CRD#: 1569594
AH

Professional summary

Alan Hugh Howard is a registered financial professional currently at LSH PARTNERS SECURITIES LLC located in New York, New York.

Alan is registered as a RR (Registered Representative) and started their career in finance in 1986. Alan has worked at 6 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alan Hugh Howard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 20, 2025 - Present

LSH PARTNERS SECURITIES LLC

Office #1: 780 Third Avenue 11th Floor, New York, NY 10017
BD
CRD#: 284952
NEW YORK, NY
Past

March 19, 2013 - March 31, 2020

ROSSOFF & CO. LLC

BD
CRD#: 148440
New York, NY
Past

December 20, 2010 - April 12, 2011

SARATOGA CAPITAL MARKETS

BD
CRD#: 120888
NEW YORK, NY
Past

May 21, 2008 - December 26, 2008

CYGNI SECURITIES, LLC

BD
CRD#: 42926
COSTA MESA, CA
Past

November 3, 2000 - July 28, 2006

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

April 26, 1999 - September 27, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

October 22, 1986 - May 13, 1999

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/30/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 10/17/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/3/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/8/1995
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

LP
LSH PARTNERS SECURITIES LLC
ASHWOOD PARTNERS SECURITIES LLC | LSH PARTNERS SECURITIES LLC

CRD#: 284952 / SEC#: , 8-69817

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
780 Third Avenue 11th Floor, New York, NY 10017
Mailing Address
780 Third Avenue 11th Floor, New York, NY 10017
Phone number
(646) 453-5650
Established
Delaware since 05/31/2016
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LSH PARTNERS LLCSOLE MEMBER
CHISM, PATRICK ANDREWCHIEF COMPLIANCE OFFICER2875421
KEMPNER, JAMES LINDSEYPRESIDENT1227912
PREW, RACHEL SAMUELSVP/ SECRETARY5967786
SAKOL, DANIEL SCOTTPRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER2813237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LSH PARTNERS SECURITIES LLC

CRD#: 284952New York, NY 10017

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